DFX Intelligence

N••••••• E••• V•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

N••••••• E••• V•••••

Advisor at W•••• F•••• A•••••••

MINNEAPOLIS, MN | TARPON SPRINGS, FL

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Search this name across graphsid dfx:ria:9ff9384c-fc4e-b201-45d5-3300473fbccb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Sep 7, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jul 17, 2025	n/a	yes	MINNEAPOLIS, MN\|TARPON SPRINGS, FL	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Oct 17, 2023	Dec 10, 2024	no	Plymouth, MN\|Eden Prairie, MN\|Brooklyn Park, MN\|Coon Rapids, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	W•••• F•••• A•••••••	Dec 10, 2024	Jul 17, 2025	219	Firm change	Wirehouse to wirehouse
F••••• I•••••••••	J••• M••••• S••••••••• L••	Jan 24, 2023	Oct 17, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:19616:MN:2024-12-03	Dec 10, 2024	Jul 17, 2025	COON RAPIDS, MN	Firm change

Relationships

Registered with (6)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jul 17, 2025 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 17, 2023 to Dec 10, 2024factForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Feb 25, 2022 to Jan 24, 2023factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••

Dated events

Occurred
Dec 10, 2024
Advisor changed firm
N••••••• E••• V••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2025-07-17)
Form ADVobserved 7 days ago
Occurred
Jan 24, 2023
Advisor changed firm
N••••••• E••• V••••• left F••••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2023-10-17)
Form ADVobserved 7 days ago
Occurred
Jan 28, 2022
Advisor changed firm
N••••••• E••• V••••• left F••••••• P••••••• A•• W•••••••• A••••••• for F••••• I••••••••• (registered 2022-02-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ff9384c-fc4e-b201-45d5-3300473fbccb
First observed: Sep 7, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.