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C•••••• A•• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

C•••••• A•• M••••••

Advisor at C••••••••• C••••••••• A••••••• S••••••••

CLEVELAND, OH

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Search this name across graphsid dfx:ria:9ff94d3a-d68d-5460-5d9e-5c23222a0414

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 2, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• C••••••••• A••••••• S••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• C••••••••• A••••••• S••••••••	Independent wealth	May 29, 2025	n/a	yes	CLEVELAND, OH	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Mar 7, 2023	Apr 30, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	C••••••••• C••••••••• A••••••• S••••••••	Apr 30, 2024	May 29, 2025	394	Firm change	Wirehouse to RIA
F••••••• P••••••• A•• W•••••••• A•••••••	U•• F•••••••• S••••••• I•••	Mar 8, 2023

Relationships

Registered with (4)

→ C••••••••• C••••••••• A••••••• S••••••••Registered adviserregistration: current employment
May 29, 2025 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Mar 7, 2023 to Apr 30, 2024factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Jul 13, 2018 to Mar 8, 2023factForm ADV
→ S•••••••• A••••••• L••

Dated events

Occurred
Apr 30, 2024
Advisor changed firm
C•••••• A•• M•••••• left U•• F•••••••• S••••••• I••• for C••••••••• C••••••••• A••••••• S•••••••• (registered 2025-05-29)
Form ADVobserved 6 days ago
Occurred
Mar 8, 2023
Advisor changed firm
C•••••• A•• M•••••• left F••••••• P••••••• A•• W•••••••• A••••••• for U•• F•••••••• S••••••• I••• (registered 2023-03-07)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ff94d3a-d68d-5460-5d9e-5c23222a0414
First observed: Apr 2, 2015
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.