DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Caitlin Ann Monahan

Clearstead; Clearstead Advisory Solutionsindependent RIACleveland, OhIA-onlyIAPD 6059178

Feed of 09/14/2026

Also filed as Caitlin Ann Monahan

At current firm

1 y

since May 29, 2025

In the industry

14 y

since Apr 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Clearstead; Clearstead Advisory Solutions independent RIA current
since May 29, 2025 · Cleveland, Oh
UBS Financial Services Inc. wirehouse
Mar 7, 2023 to Apr 30, 2024 · Cleveland, Oh
Fidelity Personal And Workplace Advisors former
Jul 13, 2018 to Mar 8, 2023 · Boston, Ma
Strategic Advisers LLC national BD
Apr 2, 2015 to Jul 13, 2018 · Westlake, Oh

Moves

a registration end followed by a registration begin elsewhere

UBS Financial Services Inc. to Clearstead; Clearstead Advisory Solutions
left Apr 30, 2024, registered May 29, 2025 (394 days) · Wirehouse to independent RIA
Fidelity Personal And Workplace Advisors to UBS Financial Services Inc.
left Mar 8, 2023, registered Mar 7, 2023 (-1 days) · Affiliated broker-dealer or bank to wirehouse
Strategic Advisers LLC to Fidelity Personal And Workplace Advisors
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

Caitlin Ann Monahan left Ubs Financial Services Inc. for Clearstead; Clearstead Advisory Solutions (registered 2025-05-29)
Apr 30, 2024 · Advisor changed firm · fact
Caitlin Ann Monahan left Fidelity Personal And Workplace Advisors for Ubs Financial Services Inc. (registered 2023-03-07)
Mar 8, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address