DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

JAY CHARLES DIAS

Advisor at WESBANCO SECURITIES, INC.

Poland, OH | WHEELING, WV | Youngstown, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a0187c16-b00a-1173-e5fd-51b3f4adaf76

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 17, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WESBANCO SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 6, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 6, 2009
First registration: Dec 17, 2010
Dual registered: yes, broker-dealer
Other names: Jay C Diaz|JAY C DIAS
IAPD individual key: 5666927

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WESBANCO SECURITIES, INC.	Bd affiliated wealth	Sep 3, 2025	n/a	yes	Youngstown, OH\|WHEELING, WV\|Poland, OH	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	May 3, 2021	Sep 3, 2025	no	POLAND, OH\|YOUNGSTOWN, OH\|YOUNGSTOWN, OH\|Youngstown, OH\|SAN DIEGO, CA\|YOUNGSTOWN, OH\|LISBON, OH\|SALEM, OH	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 4, 2019	May 3, 2021	no	YOUNGSTOWN, OH\|YOUNGSTOWN, OH	Previous registration
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Jul 15, 2016	Mar 5, 2019	no	CAMPBELL, OH	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Dec 17, 2010	Jul 12, 2016	no	PITTSBURGH, PA\|SEVEN FIELDS, PA\|MONROEVILLE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	WESBANCO SECURITIES, INC.	Sep 3, 2025	Sep 3, 2025	0	Firm change	Ibd to ibd
CETERA INVESTMENT ADVISERS LLC	LPL FINANCIAL LLC	May 3, 2021	May 3, 2021	0	Firm change	Ibd to ibd
HUNTINGTON FINANCIAL ADVISORS	CETERA INVESTMENT ADVISERS LLC	Mar 5, 2019	Mar 4, 2019	-1	Firm change	Ibd to ibd
PNC WEALTH MANAGEMENT	HUNTINGTON FINANCIAL ADVISORS	Jul 12, 2016	Jul 15, 2016	3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:43276:OH:2025-09-03	Sep 3, 2025	Sep 3, 2025	LISBON, OH	Firm change
105644:6413:OH:2021-05-03	May 3, 2021	May 3, 2021	YOUNGSTOWN, OH	Firm change

Relationships

Registered with (5)

→ WESBANCO SECURITIES, INC.Registered adviserregistration: current employment
Sep 3, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 3, 2021 to Sep 3, 2025factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Mar 4, 2019 to May 3, 2021factForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jul 15, 2016 to Mar 5, 2019factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Dec 17, 2010 to Jul 12, 2016factForm ADV

Dated events

Occurred
Sep 3, 2025
Advisor changed firm
Jay Charles Dias left Lpl Financial Llc for Wesbanco Securities, Inc. (registered 2025-09-03)
Form ADVobserved 5 days ago