DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jay Charles Dias

Wesbanco Securities, Inc.BD affiliatedPoland, Oh dual registrantIAPD 5666927

Feed of 09/15/2026

Also filed as Jay C Diaz

At current firm

1 y

since Sep 3, 2025

In the industry

17 y

since Aug 6, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wesbanco Securities, Inc. BD affiliated current
since Sep 3, 2025 · Youngstown, Oh
LPL Financial LLC BD affiliated
May 3, 2021 to Sep 3, 2025 · Poland, Oh
Cetera Investment Advisers LLC BD affiliated
Mar 4, 2019 to May 3, 2021 · Youngstown, Oh
Huntington Financial Advisors BD affiliated
Jul 15, 2016 to Mar 5, 2019 · Campbell, Oh
Pnc Wealth Management BD affiliated
Dec 17, 2010 to Jul 12, 2016 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Wesbanco Securities, Inc.
left Sep 3, 2025, registered Sep 3, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
Cetera Investment Advisers LLC to LPL Financial LLC
left May 3, 2021, registered May 3, 2021 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
Huntington Financial Advisors to Cetera Investment Advisers LLC
left Mar 5, 2019, registered Mar 4, 2019 (-1 days) · Affiliated broker-dealer or bank to another
Pnc Wealth Management to Huntington Financial Advisors
left Jul 12, 2016, registered Jul 15, 2016 (3 days) · Other

Signals

Jay Charles Dias left Lpl Financial Llc for Wesbanco Securities, Inc. (registered 2025-09-03)
Sep 3, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address