DFX Intelligence

R•••••• A•••••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

R•••••• A•••••••• L••••

Advisor at E•••••••• M••• A•••• M••••••••• L••

Peoria, AZ | DANVILLE, CA

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Search this name across graphsid dfx:ria:a056f540-fbbd-88dd-a6b3-99108bed9b7d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 29, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• M••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• M••• A•••• M••••••••• L••	Independent wealth	Nov 1, 2024	n/a	yes	DANVILLE, CA\|Peoria, AZ	Current employment
E••••••• C•••••• A•••••••• L••	Independent wealth	May 16, 2023	Oct 28, 2024	no	DRAPER, UT\|Phoenix, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••• C•••••• A•••••••• L••	E•••••••• M••• A•••• M••••••••• L••	Oct 28, 2024	Nov 1, 2024	4	Firm change	RIA to RIA
O••••••••• S••••••••• I•••	E••••••• C•••••• A•••••••• L••	Aug 5, 2022	May 16, 2023

Relationships

Registered with (4)

→ E•••••••• M••• A•••• M••••••••• L••Registered adviserregistration: current employment
Nov 1, 2024 to presentfactForm ADV
→ E••••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
May 16, 2023 to Oct 28, 2024factForm ADV
→ O••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 23, 2020 to Aug 5, 2022factForm ADV
→ M••••• O• O•••• I••••••• S•••••••• I•••

Dated events

Occurred
Oct 28, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a056f540-fbbd-88dd-a6b3-99108bed9b7d
First observed: Jan 29, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.