DFX Intelligence

Data Factory

RIA / WealthAdvisorChartered Financial Consultant20 years in industry

DAVE MAPPALA VALDEZ

Advisor at ALASKA WEALTH ADVISORS

ANCHORAGE, AK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a073a6c4-c43f-a092-465c-1bf01393984c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Sep 27, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALASKA WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 23, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S66
First exam: Sep 23, 2005
First registration: Sep 27, 2005
Dual registered: no
Other names: DAVE VALDEZ|Dave Mappala Valdez|Dave M Valdez
IAPD individual key: 4992763

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALASKA WEALTH ADVISORS	Independent wealth	Jan 12, 2023	n/a	yes	ANCHORAGE, AK	Current employment
ARBOR CAPITAL MANAGEMENT INC	Independent wealth	Dec 22, 2021	Feb 1, 2023	no	Seattle, WA\|ANCHORAGE, AK	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jul 22, 2021	Dec 7, 2021	no	OMAHA, NE\|Bellevue, WA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	May 15, 2020	Dec 7, 2021	no	Lone Tree, CO\|Bellevue, WA\|Lone Tree, CO	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Aug 8, 2018	May 5, 2020	no	Seattle, WA\|BELLEVUE, WA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Aug 8, 2018	May 5, 2020	no	Seattle, WA\|BELLEVUE, WA\|Bellevue, WA\|Westlake, TX	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 5, 2011	Aug 7, 2018	no	Anchorage, AK\|Tacoma, WA\|Las Vegas, NV\|Seattle, WA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Jun 13, 2011	no	ANCHORAGE, AK\|ANCHORAGE, AK\|ANCHORAGE, AK	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Apr 24, 2008	Jan 3, 2011	no	ANCHORAGE, AK\|ANCHORAGE, AK\|ANCHORAGE, AK	Previous registration
MORGAN STANLEY DW INC.	n/a	Sep 27, 2005	Jun 5, 2006	no	SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARBOR CAPITAL MANAGEMENT INC	ALASKA WEALTH ADVISORS	Feb 1, 2023	Jan 12, 2023	-20	Firm change	RIA to RIA
CHARLES SCHWAB & CO., INC.	TD AMERITRADE, INC.	Dec 7, 2021	Jul 22, 2021	-138	Channel change	Other
TD AMERITRADE, INC.	ARBOR CAPITAL MANAGEMENT INC	Dec 7, 2021	Dec 22, 2021	15	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	May 5, 2020	May 15, 2020	10	Channel change	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	May 5, 2020	Aug 8, 2018	-636	Channel change	Other
CHARLES SCHWAB & CO., INC.	TD AMERITRADE, INC.	Aug 7, 2018	Aug 8, 2018	1	Firm change	Other
WELLS FARGO ADVISORS	CHARLES SCHWAB & CO., INC.	Jun 13, 2011	Jul 5, 2011	22	Firm change	Wirehouse to ibd
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	WELLS FARGO INVESTMENTS, LLC	Jun 5, 2006	Apr 24, 2008	689	Firm change after gap	Other

Relationships

Registered with (8)

→ ALASKA WEALTH ADVISORSRegistered adviserregistration: current employment
Jan 12, 2023 to presentfactForm ADV
→ ARBOR CAPITAL MANAGEMENT INCRegistered adviserregistration: previous registration
Dec 22, 2021 to Feb 1, 2023factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
May 15, 2020 to Dec 7, 2021factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jul 22, 2021 to Dec 7, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 8, 2018 to May 5, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Jun 13, 2011factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Apr 24, 2008 to Jan 3, 2011factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Sep 27, 2005 to Jun 5, 2006factForm ADV

Dated events

Occurred
Feb 1, 2023
Advisor changed firm
Dave Mappala Valdez left Arbor Capital Management Inc for Alaska Wealth Advisors (registered 2023-01-12)
Form ADVobserved 5 days ago