RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Dave Mappala Valdez
- Title
- Chief Strategy Officerreportedakwealthadvisors.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Alaska Wealth Advisors independent RIA currentsince Jan 12, 2023 · Anchorage, Ak
- Arbor Capital Management Inc independent RIADec 22, 2021 to Feb 1, 2023 · Seattle, Wa
- Td Ameritrade, Inc. formerJul 22, 2021 to Dec 7, 2021 · Omaha, Ne
- Charles Schwab & Co., Inc. national BDMay 15, 2020 to Dec 7, 2021 · Lone Tree, Co
- Td Ameritrade Investment Management, LLC formerAug 8, 2018 to May 5, 2020 · Seattle, Wa
- Td Ameritrade, Inc. formerAug 8, 2018 to May 5, 2020 · Seattle, Wa
- Charles Schwab & Co., Inc. national BDJul 5, 2011 to Aug 7, 2018 · Anchorage, Ak
- Wells Fargo Advisors wirehouseJan 3, 2011 to Jun 13, 2011 · Anchorage, Ak
- Wells Fargo Investments, LLC unclassifiedApr 24, 2008 to Jan 3, 2011 · Anchorage, Ak
- Morgan Stanley Dw Inc. unclassifiedSep 27, 2005 to Jun 5, 2006 · Seattle, Wa
- Arbor Capital Management Inc to Alaska Wealth Advisorsleft Feb 1, 2023, registered Jan 12, 2023 (-20 days) · RIA to RIA
- Charles Schwab & Co., Inc. to Td Ameritrade, Inc.left Dec 7, 2021, registered Jul 22, 2021 (-138 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Arbor Capital Management Incleft Dec 7, 2021, registered Dec 22, 2021 (15 days) · Other
- Td Ameritrade Investment Management, LLC to Charles Schwab & Co., Inc.left May 5, 2020, registered May 15, 2020 (10 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft May 5, 2020, registered Aug 8, 2018 (-636 days) · channel change inside one enterprise, not a move
- Charles Schwab & Co., Inc. to Td Ameritrade, Inc.left Aug 7, 2018, registered Aug 8, 2018 (1 days) · Other
- Wells Fargo Advisors to Charles Schwab & Co., Inc.left Jun 13, 2011, registered Jul 5, 2011 (22 days) · Wirehouse to affiliated broker-dealer or bank
- Wells Fargo Investments, LLC to Wells Fargo Advisorsleft Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- Morgan Stanley Dw Inc. to Wells Fargo Investments, LLCleft Jun 5, 2006, registered Apr 24, 2008 (689 days) · Other
- Dave Mappala Valdez left Arbor Capital Management Inc for Alaska Wealth Advisors (registered 2023-01-12)Feb 1, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address