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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

MARIAN NMN STUPKA

Advisor at LEVEL FOUR ADVISORY SERVICES

Miami, FL | DALLAS, TX

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Search this name across graphsid dfx:ria:a08024d8-ce97-da03-af80-62407f334069

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Dec 2, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LEVEL FOUR ADVISORY SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 2, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 9, 2012
First registration: Dec 2, 2002
Dual registered: yes, broker-dealer
Other names: MARIAN STUPKA|MARIAN STUPKA
IAPD individual key: 4446848

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LEVEL FOUR ADVISORY SERVICES	Bd affiliated wealth	May 12, 2025	n/a	yes	Miami, FL\|DALLAS, TX	Current employment
HOLDUN FAMILY OFFICE LLC	Former SEC adviser	Sep 18, 2024	Jan 22, 2026	no	MIAMI, FL	Previous registration
NAVALFA ACTIVOS ALTERNATIVOS	Mixed wealth	Jul 21, 2014	Oct 9, 2024	no	MEXICO CITY	Previous registration
CGI CAPITAL MANAGEMENT LLC	n/a	Jul 1, 2013	Dec 9, 2015	no	MIAMI, FL	Previous registration
CGI MERCHANT PARTNERS, LLC	Former SEC adviser	Jan 17, 2013	Apr 24, 2017	no	MIAMI, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Dec 2, 2002	Jun 13, 2008	no	WEST PALM BEACH, FL\|WEST PALM BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HOLDUN FAMILY OFFICE LLC	LEVEL FOUR ADVISORY SERVICES	Jan 22, 2026	May 12, 2025	-255	Firm change after gap	Other
NAVALFA ACTIVOS ALTERNATIVOS	HOLDUN FAMILY OFFICE LLC	Oct 9, 2024	Sep 18, 2024	-21	Firm change	Other
CGI MERCHANT PARTNERS, LLC	CGI CAPITAL MANAGEMENT LLC	Apr 24, 2017	Jul 1, 2013	-1,393	Firm change after gap	Other
CGI CAPITAL MANAGEMENT LLC	NAVALFA ACTIVOS ALTERNATIVOS	Dec 9, 2015	Jul 21, 2014	-506	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	CGI MERCHANT PARTNERS, LLC	Jun 13, 2008	Jan 17, 2013	1,679	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
300709:134086:FL:2026-01-22	Jan 22, 2026	May 12, 2025	MIAMI, FL	Firm change after gap

Relationships

Registered with (6)

→ LEVEL FOUR ADVISORY SERVICESRegistered adviserregistration: current employment
May 12, 2025 to presentfactForm ADV
→ HOLDUN FAMILY OFFICE LLCRegistered adviserregistration: previous registration
Sep 18, 2024 to Jan 22, 2026factForm ADV
→ NAVALFA ACTIVOS ALTERNATIVOSRegistered adviserregistration: previous registration
Jul 21, 2014 to Oct 9, 2024factForm ADV
→ CGI MERCHANT PARTNERS, LLCRegistered adviserregistration: previous registration
Jan 17, 2013 to Apr 24, 2017factForm ADV
→ CGI CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Jul 1, 2013 to Dec 9, 2015factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Dec 2, 2002 to Jun 13, 2008factForm ADV

Dated events

Occurred
Jan 22, 2026
Advisor changed firm
Marian Nmn Stupka left Holdun Family Office Llc for Level Four Advisory Services (registered 2025-05-12)
Form ADVobserved 4 days ago
Occurred
Oct 9, 2024
Advisor changed firm
Marian Nmn Stupka left Navalfa Activos Alternativos for Holdun Family Office Llc (registered 2024-09-18)
Form ADVobserved 4 days ago