DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••• N•• S•••••

L•••• F••• A••••••• S•••••••BD affiliatedMiami, Fl dual registrantIAPD 4446848

Feed of 09/15/2026

Also filed as M••••• S•••••

At current firm

1 y

since May 12, 2025

In the industry

23 y

since Dec 2, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•••• F••• A••••••• S••••••• BD affiliated current
since May 12, 2025 · Miami, Fl
H••••• F••••• O••••• L•• former
Sep 18, 2024 to Jan 22, 2026 · Miami, Fl
N•••••• A•••••• A••••••••• mixed wealth
Jul 21, 2014 to Oct 9, 2024 · Mexico City
C•• C•••••• M••••••••• L•• unclassified
Jul 1, 2013 to Dec 9, 2015 · Miami, Fl
C•• M••••••• P•••••••• L•• former
Jan 17, 2013 to Apr 24, 2017 · Miami, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
Dec 2, 2002 to Jun 13, 2008 · West Palm Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

H••••• F••••• O••••• L•• to L•••• F••• A••••••• S•••••••
left Jan 22, 2026, registered May 12, 2025 (-255 days) · Other · moved with a team
N•••••• A•••••• A••••••••• to H••••• F••••• O••••• L••
left Oct 9, 2024, registered Sep 18, 2024 (-21 days) · Other
C•• M••••••• P•••••••• L•• to C•• C•••••• M••••••••• L••
left Apr 24, 2017, registered Jul 1, 2013 (-1393 days) · Other
C•• C•••••• M••••••••• L•• to N•••••• A•••••• A•••••••••
left Dec 9, 2015, registered Jul 21, 2014 (-506 days) · Other
C•••••••• G••••• M•••••• I••• to C•• M••••••• P•••••••• L••
left Jun 13, 2008, registered Jan 17, 2013 (1679 days) · Other

Signals

M••••• N•• S••••• left H••••• F••••• O••••• L•• for L•••• F••• A••••••• S••••••• (registered 2025-05-12)
Jan 22, 2026 · Advisor changed firm · fact
M••••• N•• S••••• left N•••••• A•••••• A••••••••• for H••••• F••••• O••••• L•• (registered 2024-09-18)
Oct 9, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address