DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••• F••••• W•••••• L••
Latest filing Mar 20, 2026
First filing on the tape Mar 22, 2022 · 9 filings
SEC status approved since Apr 22, 2022
RAUM
$210M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
84%
$177M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$105M
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$210M as of Mar 20, 2026
Mar 6, 2023$135M then
HNW client RAUM$146M as of Mar 20, 2026
Mar 6, 2023$90.2M then
State-registered IARs (5.B.3)1 as of Mar 20, 2026
Mar 6, 20231 then
Employees (5.A)4 as of Mar 20, 2026
Mar 6, 20233 then
Private funds: no history
RAUM -1.4% over the last fiscal year+16% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $105MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 120derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $376,566derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 6.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $103M, 184 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$146M69%
- Individuals$31.2M15%
- Corporations and businesses$19.6M9.3%
- Pension and profit-sharing plans$12.7M6.0%
- Charitable organizations$1.1M0.5%
- Individual clients
- 103reported
- HNW clients
- 137reported
- Pension plan clients
- 6reported
- Charitable clients
- 1reported
- Accounts
- 558reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $103M for 184 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.84 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• A•••••• I••••Certified Financial Planner | Coral Gables, Fl | Nov 16, 2009 | 33 y | 3 |
| D•••••• A•••••••• M•••• | Coral Gables, Fl | Apr 28, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C••••• M••••••• M•••••• to U•• F•••••••• S••••••• I•••Sep 16, 2021 · RIA to wirehouse
Joined, latest
- C••••• M••••••• M•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Dec 18, 2020 · Wirehouse to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- I••••• R•••• A•••••• · Managing Member And Chief Compliance Officercontrolsince 05/2014 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Coral Gables, Fl · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 581 to 558May 15, 2025 to Mar 20, 2026
- Charity clients · 0 to 1May 15, 2025 to Mar 20, 2026
- Corporate clients · 1 to 4May 15, 2025 to Mar 20, 2026
- HNW clients · 89 to 137May 15, 2025 to Mar 20, 2026
- Individual clients · 153 to 103May 15, 2025 to Mar 20, 2026
- Pension plan clients · 3 to 6May 15, 2025 to Mar 20, 2026
- Assets in custody · $89.7M to $103MMay 15, 2025 to Mar 20, 2026
- Discretionary RAUM · $206M to $202MMay 15, 2025 to Mar 20, 2026
- HNW RAUM · $159M to $146MMay 15, 2025 to Mar 20, 2026
- Individual RAUM · $48.8M to $31.2MMay 15, 2025 to Mar 20, 2026
- Non-discretionary RAUM · $7.1M to $8.1MMay 15, 2025 to Mar 20, 2026
- Pension RAUM · $5.4M to $12.7MMay 15, 2025 to Mar 20, 2026
- RAUM · $213M to $210MMay 15, 2025 to Mar 20, 2026
- Financial planning clients · unset to Mar 27, 2025 to May 15, 2025
- Accounts · 557 to 581Mar 27, 2024 to Mar 27, 2025
- HNW clients · 83 to 89Mar 27, 2024 to Mar 27, 2025
- Individual clients · 149 to 153Mar 27, 2024 to Mar 27, 2025
- Assets in custody · $54.7M to $89.7MMar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $184M to $206MMar 27, 2024 to Mar 27, 2025
- HNW RAUM · $143M to $159MMar 27, 2024 to Mar 27, 2025
- Individual RAUM · $41.8M to $48.8MMar 27, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $5.8M to $7.1MMar 27, 2024 to Mar 27, 2025
- Pension RAUM · $5.0M to $5.4MMar 27, 2024 to Mar 27, 2025
- RAUM · $190M to $213MMar 27, 2024 to Mar 27, 2025
- Accounts · 274 to 557Mar 6, 2023 to Mar 27, 2024
- HNW clients · 81 to 83Mar 6, 2023 to Mar 27, 2024
- Individual clients · 117 to 149Mar 6, 2023 to Mar 27, 2024
- Pension plan clients · 8 to 3Mar 6, 2023 to Mar 27, 2024
- Employees · 3 to 4Mar 6, 2023 to Mar 27, 2024
- Discretionary RAUM · $130M to $184MMar 6, 2023 to Mar 27, 2024
- HNW RAUM · $90.2M to $143MMar 6, 2023 to Mar 27, 2024
- Individual RAUM · $37.7M to $41.8MMar 6, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $4.8M to $5.8MMar 6, 2023 to Mar 27, 2024
- Pension RAUM · $6.9M to $5.0MMar 6, 2023 to Mar 27, 2024
- RAUM · $135M to $190MMar 6, 2023 to Mar 27, 2024
- Accounts · 177 to 274Jul 21, 2022 to Mar 6, 2023
- Advisory activities · 4 to 3Jul 21, 2022 to Mar 6, 2023
- Corporate clients · 0 to 1Jul 21, 2022 to Mar 6, 2023
- HNW clients · 34 to 81Jul 21, 2022 to Mar 6, 2023
- Individual clients · 139 to 117Jul 21, 2022 to Mar 6, 2023
Signals
1 dated events
- A••••••• F••••• W•••••• L•• filed its initial SEC registration (Form ADV)Mar 22, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••••••• F••••• W•••••• L•• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 305-222-0977reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/atlantic-family-wealthreportedpublic record, Form ADV, Sep 19, 2026
- Website
- A•••••••FAMILYWEALTH.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 305-222-0977reportedpublic record, Form ADV, Mar 20, 2026
- Contact form
- a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $105Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026