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Advisor at THE KNOX GROUP WEALTH MANAGEMENT
SHORT HILLS, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE KNOX GROUP WEALTH MANAGEMENT | State registered | Feb 25, 2021 | n/a | yes | SHORT HILLS, NJ | Current employment |
| THE KNOX GROUP WEALTH MANAGEMENT | State registered | Aug 21, 2019 | Dec 31, 2020 | no | SHORT HILLS, NJ | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Jan 12, 2017 | Aug 15, 2018 | no | SHORT HILLS, NJ|MARTINSVILLE, NJ|ORCHARD PARK, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 1, 2002 | Feb 3, 2017 | no | SHORT HILLS, NJ|PARAMUS, NJ|PARAMUS, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FSC SECURITIES CORPORATION | THE KNOX GROUP WEALTH MANAGEMENT | Aug 15, 2018 | Aug 21, 2019 | 371 | Firm change | Ibd to state RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FSC SECURITIES CORPORATION | Feb 3, 2017 | Jan 12, 2017 | -22 | Firm change | Other |