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CRD 126909
GIG HARBOR, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| G•••••• S•••••• O••••••••• •••• L••• | Hedge Fund | $13.0M | Sep 27, 2012 | 80 | Feb 29, 2012 | dropped | 021-122135 |
| G•••••• S•••••• O••••••••• L••• | Hedge Fund | $8.1M | Sep 27, 2012 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| P••••• N•••••• G••• | M••••••• M••••• O• G•••••• G•••••• P•••••• L•• | C | yes | 05/2003 | Feb 29, 2012 | Dec 5, 2016 |
| R••••••••• R•••••• J•• | CEO/CIO/MEMBER | D | yes | 06/2016 | Feb 29, 2012 | Dec 5, 2016 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| S•• C•••••• M••••••••• L•• | n/a | Former SEC adviser | $2.0B | N | yes | n/a |
| G•••••• G•••••• P•••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2015 | Mar 30, 2016 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2015 | $6.2M | $119M | -94.8% | $115M | -62.1% | 4 | 5 | n/a | n/a |
| 80 |
| Feb 29, 2012 |
| dropped |
| 021-122136 |
| G•••••• S•••••••• I•••••••• •••• L••• | Hedge Fund | $2.5M | Dec 5, 2016 | 65 | Feb 29, 2012 | reported | 021-63799 |
| G•••••• S•••••••• I•••••••• O••••••• L•• | Hedge Fund | $2.0M | Dec 5, 2016 | 82 | Feb 29, 2012 | reported | 021-82573 |
| G•••••• S•••••••• I•••••••• L••• | Hedge Fund | $1.8M | Dec 5, 2016 | 97 | Feb 29, 2012 | reported | n/a |
| CHIEF FINANCIAL OFFICER |
| Na |
| no |
| 10/2002 |
| Feb 29, 2012 |
| Dec 5, 2016 |
| L•••••• B••••••• T••••• | CHIEF COMPLIANCE OFFICER | Na | no | 04/2007 | Feb 29, 2012 | Dec 5, 2016 |
| n/a |
| n/a |
| n/a |
| N |
| yes |
| n/a |
| $65.8M |
| $65.8M |
| 6 |
| 4 |
| n/a |
| 3 |
| $8.0M |
| 2014 | Mar 31, 2015 | $119M | $119M | 5 | 4 | n/a | 3 | $9.0M |
| 2013 | Apr 1, 2014 | $116M | $116M | 5 | 4 | n/a | 3 | $11.0M |
| 2012 | Mar 28, 2013 | $115M | $115M | 4 | 3 | n/a | 3 | $20.1M |
| 2011 | Feb 29, 2012 | $182M | $182M | n/a | n/a | n/a | 5 | $103M |