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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

John Peter Schmick

Advisor at STATE FARM INVESTMENT MANAGEMENT CORP.

Edmonds, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Dec 12, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STATE FARM INVESTMENT MANAGEMENT CORP.
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 11, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 10
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Dec 11, 2007
First registration: Dec 12, 2007
Dual registered: yes, broker-dealer
Other names: John Peter Schmick|John Schmick
IAPD individual key: 3128394

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STATE FARM INVESTMENT MANAGEMENT CORP.	Asset manager	Jun 30, 2022	n/a	yes	Edmonds, WA	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jan 16, 2020	Oct 18, 2021	no	LAKE OSWEGO, OR\|Wilsonville, OR	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jan 16, 2018	Jun 5, 2019	no	Mercer Island, WA	Previous registration
EFFICIENT ADVISORS	Former SEC adviser	Nov 21, 2016	Mar 6, 2017	no	Bellevue, WA\|MASON, OH	Previous registration
FIDUCIARY ADVISORS, LLC	Institutional manager	Nov 21, 2016	Mar 6, 2017	no	Sammamish, WA\|PHILADELPHIA, PA\|COTTONWOOD HEIGHTS, UT	Previous registration
GENESIS CAPITAL LLC	Former SEC adviser	Apr 28, 2014	May 29, 2015	no	BELLEVUE, WA	Previous registration
Sca	Former SEC adviser	Apr 24, 2014	May 29, 2015	no	BELLEVUE, WA	Previous registration
MONEA INVESTMENTS, LLC	n/a	Oct 16, 2013	Mar 24, 2014	no	TACOMA, WA	Previous registration
LWI FINANCIAL INC.	Former SEC adviser	May 25, 2011	Dec 20, 2011	no	SAN JOSE, CA	Previous registration
Triad	Former SEC adviser	Jun 9, 2010	Apr 28, 2011	no	BELLEVUE, WA	Previous registration
RUSSELL INVESTMENTS	Asset manager	Dec 12, 2007	Dec 1, 2008	no	SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	STATE FARM INVESTMENT MANAGEMENT CORP.	Oct 18, 2021	Jun 30, 2022	255	Firm change	Other
PRUCO SECURITIES, LLC	MML INVESTORS SERVICES, LLC	Jun 5, 2019	Jan 16, 2020	225	Firm change	Ibd to ibd
FIDUCIARY ADVISORS, LLC	EFFICIENT ADVISORS	Mar 6, 2017	Nov 21, 2016	-105	Channel change	Other
EFFICIENT ADVISORS	PRUCO SECURITIES, LLC	Mar 6, 2017	Jan 16, 2018	316	Firm change	Other
GENESIS CAPITAL LLC	FIDUCIARY ADVISORS, LLC	May 29, 2015	Nov 21, 2016	542	Firm change after gap	Other
Sca	GENESIS CAPITAL LLC	May 29, 2015	Apr 28, 2014	-396	Firm change after gap	Other
MONEA INVESTMENTS, LLC	Sca	Mar 24, 2014	Apr 24, 2014	31	Firm change	Other
LWI FINANCIAL INC.	MONEA INVESTMENTS, LLC	Dec 20, 2011	Oct 16, 2013	666	Firm change after gap	Other
Triad	LWI FINANCIAL INC.	Apr 28, 2011	May 25, 2011	27	Firm change	Other
RUSSELL INVESTMENTS	Triad	Dec 1, 2008	Jun 9, 2010	555	Firm change after gap	Other

Relationships

Registered with (11)

→ STATE FARM INVESTMENT MANAGEMENT CORP.Registered adviserregistration: current employment
Jun 30, 2022 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jan 16, 2020 to Oct 18, 2021factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 16, 2018 to Jun 5, 2019factForm ADV
→ FIDUCIARY ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 21, 2016 to Mar 6, 2017factForm ADV
→ EFFICIENT ADVISORSRegistered adviserregistration: previous registration
Nov 21, 2016 to Mar 6, 2017factForm ADV
→ GENESIS CAPITAL LLCRegistered adviserregistration: previous registration
Apr 28, 2014 to May 29, 2015factForm ADV
→ SCARegistered adviserregistration: previous registration
Apr 24, 2014 to May 29, 2015factForm ADV
→ MONEA INVESTMENTS, LLCRegistered adviserregistration: previous registration
Oct 16, 2013 to Mar 24, 2014factForm ADV
→ LWI FINANCIAL INC.Registered adviserregistration: previous registration
May 25, 2011 to Dec 20, 2011factForm ADV
→ TRIADRegistered adviserregistration: previous registration
Jun 9, 2010 to Apr 28, 2011factForm ADV
→ RUSSELL INVESTMENTSRegistered adviserregistration: previous registration
Dec 12, 2007 to Dec 1, 2008factForm ADV

Dated events

No dated event names this entity yet.