DFX Intelligence

S••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialistdual registered (broker-dealer)15 years in industry

S••••• D•••••

Advisor at P•••••••• S••••••••• I•••

Chattanooga, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a0a56382-da33-9150-731d-30e5548b0604

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 18, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 18, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• S••••••••• I•••	Bd affiliated wealth	Jul 6, 2023	n/a	yes	Chattanooga, TN	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Nov 27, 2019	Jul 12, 2023	no	Chattanooga, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	P•••••••• S••••••••• I•••	Jul 12, 2023	Jul 6, 2023	-6	Firm change	Ibd to ibd
B•••••• • C• I••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jan 12, 2017	Nov 27, 2019

Relationships

Registered with (4)

→ P•••••••• S••••••••• I•••Registered adviserregistration: current employment
Jul 6, 2023 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Nov 27, 2019 to Jul 12, 2023factForm ADV
→ B•••••• • C• I••Registered adviserregistration: previous registration
Apr 30, 2015 to Jan 12, 2017factForm ADV
→ R•••••• J•••• • A••••••••• I•••

Dated events

Occurred
Jul 12, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0a56382-da33-9150-731d-30e5548b0604
First observed: Jul 18, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.