DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••• D•••••

P•••••••• S••••••••• I•••BD affiliatedChattanooga, Tndual registrantIAPD 5958077

Certified Financial Planner · Personal Financial Specialist

Feed of 09/14/2026

Also filed as Sandy Brandt Pulliam

At current firm

3 y

since Jul 6, 2023

In the industry

15 y

since Jul 18, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••••• S••••••••• I••• BD affiliated current
since Jul 6, 2023 · Chattanooga, Tn
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Nov 27, 2019 to Jul 12, 2023 · Chattanooga, Tn
B•••••• • C• I•• independent RIA
Apr 30, 2015 to Jan 12, 2017 · Chattanooga, Tn
R•••••• J•••• • A••••••••• I••• national BD
Jul 18, 2011 to Apr 22, 2015 · Chattanooga, Tn

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to P•••••••• S••••••••• I•••
left Jul 12, 2023, registered Jul 6, 2023 (-6 days) · Affiliated broker-dealer or bank to another
B•••••• • C• I•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jan 12, 2017, registered Nov 27, 2019 (1049 days) · Other
R•••••• J•••• • A••••••••• I••• to B•••••• • C• I••
left Apr 22, 2015, registered Apr 30, 2015 (8 days) · Other

Signals

S••••• D••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for P•••••••• S••••••••• I••• (registered 2023-07-06)
Jul 12, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address