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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

EFG CAPITAL INTERNATIONAL CORP.

CRD 40118

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a0ac0117-7830-cde1-e995-3faaf42ad0e3

Data as of Mar 11, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 4
On other graphs: 0
Observed: Feb 18, 2021 to Mar 11, 2021
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 104
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 801-120569
CRD: 40118
Filings on the tape: 4
First filed: Feb 18, 2021
Latest filed: Mar 11, 2021
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BANCO BTG PACTUAL SA	Shareholder	E	yes	04/2016	Feb 18, 2021	Mar 11, 2021
BTG PACTUAL HOLDING FINANCEIRA LTDA	Shareholder	D	yes	10/2018	Feb 18, 2021	Mar 11, 2021
BTG PACTUAL HOLDING SA	Shareholder	E	yes	12/2012	Feb 18, 2021	Mar 11, 2021
BTGP - BSI LIMITED	Shareholder	C	yes	11/2016	Feb 18, 2021	Mar 11, 2021
COSCARELLI, MARCELO ALVIM	Ceo	Na	yes	11/2016	Feb 18, 2021	Mar 11, 2021
ECHEVARRIA, VICTOR MANUEL	CHAIRMAN OF THE BOARD	Na	yes	03/2008	Feb 18, 2021	Mar 11, 2021
EFG BANK EUROPEAN FINANCIAL GROUP S.A GENEVA	Parent	C	yes	09/2005	Mar 3, 2021	Mar 11, 2021
EFG CAPITAL HOLDINGS CORP.	Parent	E	yes	12/2008	Feb 18, 2021	Mar 11, 2021
EFG EUROPEAN FINANCIAL GROUP LTD (MALTA)	Parent	E	yes	07/2010	Mar 3, 2021	Mar 11, 2021
EFG INTERNATIONAL AG ZURICH	Parent	E	yes	09/2008	Mar 3, 2021	Mar 11, 2021
ESTEVES, ANDRE SANTOS	Shareholder	C	yes	06/2009	Feb 18, 2021	Mar 11, 2021
EUROPEAN FINANCIAL GROUP EFG (LUXEMBOURG) SA	Parent	E	yes	12/2009	Feb 18, 2021	Mar 11, 2021
PRIVATE FINANCIAL HOLDINGS LTD (BERMUDA)	Parent	E	yes	12/2009	Mar 3, 2021	Mar 11, 2021
ARGUMEDO, GUILLERMO ARTURO	SENIOR VICE PRESIDENT, REGISTERED OPTIONS PRINCIPAL	Na	no	12/2005	Feb 18, 2021	Mar 11, 2021
LEDER, CRISTINA MARIE	PRINCIPAL FINANCIAL OFFICER	Na	no	10/2018	Feb 18, 2021	Mar 11, 2021
MESQUITA, SILVANA SOBRAL	Amlco	Na	no	07/2018	Feb 18, 2021	Mar 11, 2021
SANTIAGO, SAMANTHA CRYSTAL	CHIEF COMPLIANCE OFFICER	Na	no	01/2020	Feb 18, 2021	Mar 11, 2021
TUESTA, MARCO A	PRINCIPAL OPERATIONS OFFICER	Na	no	10/2018	Feb 18, 2021	Mar 11, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
EFG ASSET MANAGEMENT (AMERICAS) CORP.	n/a	Mixed wealth	$2.3B	N	yes	n/a
EFG ASSET MANAGEMENT (SWITZERLAND) SA	n/a	n/a	n/a	N	yes	n/a
EFG ASSET MANAGEMENT (UK) LIMITED	n/a	n/a	n/a	N	yes	n/a
EFG BANK & TRUST (BAHAMAS) LTD.	n/a	n/a	n/a	N	yes	n/a
EFG BANK AG	n/a	n/a	n/a	N	yes	n/a
EFG BANK SA	n/a	n/a	n/a	N	yes	n/a

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.	2	Jul 6, 2022	Apr 30, 2021	MIAMI, FL	Team lift out	Other	7.1%

Relationships

Affiliated with (4)

← EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.Registered adviserbroker-dealer, common control
factForm ADV
→ EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.Registered adviserother investment adviser, common control
factForm ADV
← EFG CAPITAL ADVISORS INC.Registered adviserbroker-dealer, common control
factForm ADV
← EFG CAPITAL ADVISORS LLCRegistered adviserbroker-dealer, common control
factForm ADV

Controls (13)

← ECHEVARRIA, VICTOR MANUELOwnerCHAIRMAN OF THE BOARD, ownership code NA, individual
Feb 18, 2021 to presentfactForm ADV
← COSCARELLI, MARCELO ALVIMOwnerCEO, ownership code NA, individual
Feb 18, 2021 to presentfactForm ADV
← ESTEVES, ANDRE SANTOSOwnerSHAREHOLDER, ownership code C, individual
Feb 18, 2021 to presentfactForm ADV
← BANCO BTG PACTUAL SAOwnerSHAREHOLDER, ownership code E, foreign entity
Feb 18, 2021 to presentfactForm ADV
← BTG PACTUAL HOLDING FINANCEIRA LTDAOwnerSHAREHOLDER, ownership code D, foreign entity
Feb 18, 2021 to presentfactForm ADV
← BTG PACTUAL HOLDING SAOwnerSHAREHOLDER, ownership code E, foreign entity
Feb 18, 2021 to presentfactForm ADV
← BTGP - BSI LIMITEDOwnerSHAREHOLDER, ownership code C, foreign entity
Feb 18, 2021 to presentfactForm ADV
← EFG BANK EUROPEAN FINANCIAL GROUP S.A GENEVAOwnerPARENT, ownership code C, foreign entity
Mar 3, 2021 to presentfactForm ADV
← EFG CAPITAL HOLDINGS CORP.OwnerPARENT, ownership code E, domestic entity
Feb 18, 2021 to presentfactForm ADV
← EFG EUROPEAN FINANCIAL GROUP LTD (MALTA)OwnerPARENT, ownership code E, foreign entity
Mar 3, 2021 to presentfactForm ADV
← EFG INTERNATIONAL AG ZURICHOwnerPARENT, ownership code E, foreign entity
Mar 3, 2021 to presentfactForm ADV
← EUROPEAN FINANCIAL GROUP EFG (LUXEMBOURG) SAOwnerPARENT, ownership code E, foreign entity
Feb 18, 2021 to presentfactForm ADV
← PRIVATE FINANCIAL HOLDINGS LTD (BERMUDA)OwnerPARENT, ownership code E, foreign entity
Mar 3, 2021 to presentfactForm ADV

Owns (5)

← ARGUMEDO, GUILLERMO ARTUROOwnerSENIOR VICE PRESIDENT, REGISTERED OPTIONS PRINCIPAL, ownership code NA, individual
Feb 18, 2021 to presentfactForm ADV
← SANTIAGO, SAMANTHA CRYSTALOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 18, 2021 to presentfactForm ADV
← TUESTA, MARCO AOwnerPRINCIPAL OPERATIONS OFFICER, ownership code NA, individual
Feb 18, 2021 to presentfactForm ADV
← LEDER, CRISTINA MARIEOwnerPRINCIPAL FINANCIAL OFFICER, ownership code NA, individual
Feb 18, 2021 to presentfactForm ADV
← MESQUITA, SILVANA SOBRALOwnerAMLCO, ownership code NA, individual
Feb 18, 2021 to presentfactForm ADV

Registered with (5)

← MIGUEL LUIS ORTIZAdvisorregistration: previous registration
Apr 30, 2021 to Jul 13, 2021factForm ADV
← GUILLERMO PORRASAdvisorregistration: previous registration
Apr 30, 2021 to Jul 13, 2021factForm ADV
← Francisco Jose SolerAdvisorregistration: previous registration
May 3, 2021 to Jul 13, 2021factForm ADV
← Matthew Allen BeemAdvisorregistration: previous registration
May 3, 2021 to Jul 13, 2021factForm ADV
← ROBERT LEE VALENCIAAdvisorregistration: previous registration
Dec 6, 2005 to Jun 29, 2006factForm ADV

Moved with (1)

← EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.Registered adviser2 advisors, team lift out, same day
Jul 6, 2022 to Apr 30, 2021factForm ADV

Dated events

Occurred
Jul 6, 2022
Team lift-out
2 advisors left Efg Private Wealth Management (Americas) Corp. (Miami, FL) for Efg Capital International Corp. on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Mar 11, 2021
Control person joined
Andre Santos Esteves (Shareholder) appeared on Schedule A of Efg Capital International Corp.
Form ADVobserved 5 days ago
Occurred
Mar 9, 2021
Control person left
Roberto Balls Sallouti (Shareholder) no longer on Schedule A of Efg Capital International Corp. (listed 2021-03-03, absent 2021-03-09)
Form ADVobserved 5 days ago
Occurred
Feb 18, 2021
First Form ADV filing
Efg Capital International Corp. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0ac0117-7830-cde1-e995-3faaf42ad0e3
First observed: Feb 18, 2021
Last observed: Mar 11, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EFG CAPITAL INTERNATIONAL CORP.

CRD 40118

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a0ac0117-7830-cde1-e995-3faaf42ad0e3

Data as of Mar 11, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:10 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BANCO BTG PACTUAL SA

Shareholder

yes

04/2016

Feb 18, 2021

Mar 11, 2021

BTG PACTUAL HOLDING FINANCEIRA LTDA

Shareholder

yes

10/2018

Feb 18, 2021

Mar 11, 2021

BTG PACTUAL HOLDING SA

Shareholder

yes

12/2012

Feb 18, 2021

Mar 11, 2021

BTGP - BSI LIMITED

Shareholder

yes

11/2016

Feb 18, 2021

Mar 11, 2021

COSCARELLI, MARCELO ALVIM

Ceo

yes

11/2016

Feb 18, 2021

Mar 11, 2021

ECHEVARRIA, VICTOR MANUEL

CHAIRMAN OF THE BOARD

yes

03/2008

Feb 18, 2021

Mar 11, 2021

EFG BANK EUROPEAN FINANCIAL GROUP S.A GENEVA

Parent

yes

09/2005

Mar 3, 2021

Mar 11, 2021

EFG CAPITAL HOLDINGS CORP.

Parent

yes

12/2008

Feb 18, 2021

Mar 11, 2021

EFG EUROPEAN FINANCIAL GROUP LTD (MALTA)

Parent

yes

07/2010

Mar 3, 2021

Mar 11, 2021

EFG INTERNATIONAL AG ZURICH

Parent

yes

09/2008

Mar 3, 2021

Mar 11, 2021

ESTEVES, ANDRE SANTOS

Shareholder

yes

06/2009

Feb 18, 2021

Mar 11, 2021

EUROPEAN FINANCIAL GROUP EFG (LUXEMBOURG) SA

Parent

yes

12/2009

Feb 18, 2021

Mar 11, 2021

PRIVATE FINANCIAL HOLDINGS LTD (BERMUDA)

Parent

yes

12/2009

Mar 3, 2021

Mar 11, 2021

ARGUMEDO, GUILLERMO ARTURO

SENIOR VICE PRESIDENT, REGISTERED OPTIONS PRINCIPAL

12/2005

Feb 18, 2021

Mar 11, 2021

LEDER, CRISTINA MARIE

PRINCIPAL FINANCIAL OFFICER

10/2018

Feb 18, 2021

Mar 11, 2021

MESQUITA, SILVANA SOBRAL

Amlco

07/2018

Feb 18, 2021

Mar 11, 2021

SANTIAGO, SAMANTHA CRYSTAL

CHIEF COMPLIANCE OFFICER

01/2020

Feb 18, 2021

Mar 11, 2021

TUESTA, MARCO A

PRINCIPAL OPERATIONS OFFICER

10/2018

Feb 18, 2021

Mar 11, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

EFG ASSET MANAGEMENT (AMERICAS) CORP.

n/a

Mixed wealth

$2.3B

yes

n/a

EFG ASSET MANAGEMENT (SWITZERLAND) SA

n/a

yes

n/a

EFG ASSET MANAGEMENT (UK) LIMITED

n/a

yes

n/a

EFG BANK & TRUST (BAHAMAS) LTD.

n/a

yes

n/a

EFG BANK AG

n/a

yes

n/a

EFG BANK SA

n/a

yes

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.

Jul 6, 2022

Apr 30, 2021

MIAMI, FL

Team lift out

Other

7.1%