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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)17 years in industry

Francisco Jose Soler

Advisor at MAS ADVISORS LLC

CORAL GABLES, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 25, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAS ADVISORS LLC
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 26, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S66|S63
First exam: Jan 26, 2009
First registration: Jun 25, 2010
Dual registered: yes, broker-dealer
Other names: FRANCISCO JOSE SOLER
IAPD individual key: 4983591

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAS ADVISORS LLC	Institutional manager	Jun 6, 2023	n/a	yes	CORAL GABLES, FL	Current employment
EFG CAPITAL INTERNATIONAL CORP.	Former SEC adviser	May 3, 2021	Jul 13, 2021	no	MIAMI, FL	Previous registration
EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.	Mixed wealth	Aug 9, 2018	Mar 28, 2023	no	MIAMI, FL	Previous registration
MAS ADVISORS LLC	Institutional manager	Apr 8, 2013	Aug 1, 2019	no	CORAL GABLES, FL	Previous registration
EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.	Mixed wealth	Aug 23, 2012	Jan 25, 2013	no	MIAMI, FL	Previous registration
EFG CAPITAL ADVISORS LLC	Former SEC adviser	Jun 25, 2010	Aug 23, 2012	no	MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.	EFG CAPITAL INTERNATIONAL CORP.	Mar 28, 2023	May 3, 2021	-694	Firm change after gap	Other
EFG CAPITAL INTERNATIONAL CORP.	MAS ADVISORS LLC	Jul 13, 2021	Jun 6, 2023	693	Firm change after gap	Other
MAS ADVISORS LLC	EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.	Aug 1, 2019	Aug 9, 2018	-357	Firm change after gap	Other
EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.	MAS ADVISORS LLC	Jan 25, 2013	Apr 8, 2013	73	Firm change	Other
EFG CAPITAL ADVISORS LLC	EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.	Aug 23, 2012	Aug 23, 2012	0	Firm change	Other

Relationships

Registered with (4)

→ MAS ADVISORS LLCRegistered adviserregistration: previous registration
Apr 8, 2013 to Aug 1, 2019factForm ADV
→ EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.Registered adviserregistration: previous registration
Aug 9, 2018 to Mar 28, 2023factForm ADV
→ EFG CAPITAL INTERNATIONAL CORP.Registered adviserregistration: previous registration
May 3, 2021 to Jul 13, 2021factForm ADV
→ EFG CAPITAL ADVISORS LLCRegistered adviserregistration: previous registration
Jun 25, 2010 to Aug 23, 2012factForm ADV

Dated events

Occurred
Mar 28, 2023
Advisor changed firm
Francisco Jose Soler left Efg Private Wealth Management (Americas) Corp. for Efg Capital International Corp. (registered 2021-05-03)
Form ADVobserved 4 days ago