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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Chad William Agnew

Advisor at CHARLES SCHWAB & CO., INC.

Oak Brook, IL | Schaumburg, IL

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Search this name across graphsid dfx:ria:a0bbe59f-22bf-b022-5d5d-2e7c754b0a29

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 28, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S65|S63
First exam: Jul 28, 2000
First registration: Apr 28, 2003
Dual registered: yes, broker-dealer
Other names: CHAD WILLIAM AGNEW|CHAD W AGNEW|CHAD AGNEW
IAPD individual key: 4211683

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 8, 2019	n/a	yes	Oak Brook, IL\|Schaumburg, IL	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Apr 24, 2017	Dec 20, 2018	no	Northbrook, IL\|CHICAGO, IL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Apr 24, 2017	Dec 20, 2018	no	Northbrook, IL\|Chicago, IL	Previous registration
DWS INVESTMENT MANAGEMENT AMERICAS, INC.	Other adviser	Apr 28, 2003	Dec 17, 2009	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 20, 2018	Apr 24, 2017	-605	Bulk transfer	Other
TD AMERITRADE, INC.	CHARLES SCHWAB & CO., INC.	Dec 20, 2018	Jan 8, 2019	19	Firm change	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Dec 17, 2009	Apr 24, 2017	2,685	Firm change after gap	Other

Relationships

Registered with (4)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Jan 8, 2019 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 24, 2017 to Dec 20, 2018factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Apr 24, 2017 to Dec 20, 2018factForm ADV
→ DWS INVESTMENT MANAGEMENT AMERICAS, INC.Registered adviserregistration: previous registration
Apr 28, 2003 to Dec 17, 2009factForm ADV

Dated events

No dated event names this entity yet.