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Advisor at STRATOS WEALTH ADVISORS LLC
Roseville, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH ADVISORS LLC | Independent wealth | Jan 24, 2019 | n/a | yes | Roseville, CA | Current employment |
| EDELMAN FINANCIAL ENGINES | Independent wealth | Nov 30, 2016 | Feb 12, 2019 | no | ROSEVILLE, CA | Previous registration |
| FINANCIAL ENGINES ADVISOR CENTER, LLC | Former SEC adviser | Apr 24, 2015 | Nov 30, 2016 | no | ROSEVILLE, CA|OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | May 21, 2008 | May 15, 2015 | no | ROSEVILLE, CA | Previous registration |
| E*TRADE ADVISORY SERVICES, INC. | n/a | Oct 29, 2002 | Sep 22, 2003 | no | RANCHO CORDOVA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDELMAN FINANCIAL ENGINES | STRATOS WEALTH ADVISORS LLC | Feb 12, 2019 | Jan 24, 2019 | -19 | Firm change | RIA to RIA |
| FINANCIAL ENGINES ADVISOR CENTER, LLC | EDELMAN FINANCIAL ENGINES | Nov 30, 2016 | Nov 30, 2016 | 0 | Bulk transfer | Other |
| THE MUTUAL FUND STORE | FINANCIAL ENGINES ADVISOR CENTER, LLC | May 15, 2015 | Apr 24, 2015 | -21 | Firm change | Other |
| E*TRADE ADVISORY SERVICES, INC. | THE MUTUAL FUND STORE | Sep 22, 2003 | May 21, 2008 | 1,703 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 140702:109238:CA:2015-05-15 | May 15, 2015 | Apr 24, 2015 | ROSEVILLE, CA | Firm change |