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Advisor at WORLD EQUITY GROUP, INC.
Wilmington, NC | SCHAUMBURG, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WORLD EQUITY GROUP, INC. | Bd affiliated wealth | Dec 17, 2019 | n/a | yes | SCHAUMBURG, IL|Wilmington, NC|SCHAUMBURG, IL | Current employment |
| TRIUMPH WEALTH ADVISORS, INC. | Former SEC adviser | Mar 22, 2011 | Dec 17, 2019 | no | ACWORTH, GA | Previous registration |
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Oct 23, 2009 | Nov 12, 2010 | no | TAMPA, FL | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Sep 11, 2009 | Oct 23, 2009 | no | WILMINGTON, NC|SAN DIEGO, CA|WILMINGTON, NC | Previous registration |
| OSAIC FS, INC. | Former SEC adviser | Dec 9, 2008 | Aug 20, 2009 | no | LITTLE ROCK, AR|WILMINGTON, NC | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Jan 23, 2006 | Jan 10, 2007 | no | SOUTHPORT, NC | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Dec 31, 2001 | Apr 28, 2004 | no | GREENSBORO, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRIUMPH WEALTH ADVISORS, INC. | WORLD EQUITY GROUP, INC. | Dec 17, 2019 | Dec 17, 2019 | 0 | Firm change | RIA to ibd |
| J. W. COLE ADVISORS, INC. | TRIUMPH WEALTH ADVISORS, INC. | Nov 12, 2010 | Mar 22, 2011 | 130 | Firm change | Other |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | J. W. COLE ADVISORS, INC. | Oct 23, 2009 | Oct 23, 2009 | 0 | Firm change | Other |
| OSAIC FS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | Aug 20, 2009 | Sep 11, 2009 | 22 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | OSAIC FS, INC. | Jan 10, 2007 | Dec 9, 2008 | 699 | Firm change after gap | Other |
| MORGAN STANLEY DW INC. | A. G. EDWARDS & SONS, INC. | Apr 28, 2004 | Jan 23, 2006 | 635 | Firm change after gap | Other |