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Advisor at WELLS FARGO ADVISORS
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Sep 25, 2023 | n/a | yes | NEW YORK, NY|NEW YORK, NY | Current employment |
| SANTANDER SECURITIES | Bd affiliated wealth | Sep 19, 2012 | Oct 13, 2023 | no | New York, NY|BOSTON, MA|SHORT HILLS, NJ|New York, NY|New York, NY|SHORT HILLS, NJ|BOSTON, MA|Scotch Plains, NJ|New York, NY|New York, NY|Scotch Plains, NJ|NEW YORK, NY|New York, NY|Bronx, NY|Bronx, NY|New York, NY|Bronx, NY|New York, NY|Bronx, NY|NEW YORK, NY|New York, NY|New York, NY|New York, NY|New York, NY|New York, NY|New York, NY|New York, NY|New York, NY|New York, NY|New York, NY|New York, NY|New York, NY|New York, NY|New York, NY|NEW YORK, NY|NEW YORK, NY|New York, NY|New York, NY|New York, NY|New York, NY|New York, NY|Cherry Hill, NJ | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 10, 2012 | Sep 19, 2012 | no | NEW YORK, NY | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 12, 2009 | Apr 2, 2012 | no | SUMMIT, NJ|GUTTENBERG, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 26, 2008 | Oct 22, 2008 | no | FORT LEE, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SANTANDER SECURITIES | WELLS FARGO ADVISORS | Oct 13, 2023 | Sep 25, 2023 | -18 | Firm change | Ibd to wirehouse |
| LPL FINANCIAL LLC | SANTANDER SECURITIES | Sep 19, 2012 | Sep 19, 2012 | 0 | Bulk transfer | Other |
| WELLS FARGO ADVISORS | LPL FINANCIAL LLC | Apr 2, 2012 | Sep 10, 2012 | 161 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Oct 22, 2008 | Jan 12, 2009 | 82 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 41791:19616:NJ:2023-10-13 | Oct 13, 2023 | Sep 25, 2023 | CHERRY HILL, NJ | Firm change |