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B••••••• E•• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

B••••••• E•• A••••

Advisor at M••••••

Danville, CA

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Search this name across graphsid dfx:ria:a0cc1c51-49a1-2778-ec9a-fee566027ed8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 24, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 23, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Dec 6, 2021	n/a	yes	Danville, CA	Current employment
C•••••• A••••••••• I•••	Independent wealth	Jan 22, 2015	Nov 2, 2021	no	WALNUT CREEK, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A••••••••• I•••	M••••••	Nov 2, 2021	Dec 6, 2021	34	Firm change	RIA to ibd
L•• F•••••••• L••	C•••••• A••••••••• I•••	Mar 6, 2014

Relationships

Registered with (5)

→ M••••••Registered adviserregistration: current employment
Dec 6, 2021 to presentfactForm ADV
→ C•••••• A••••••••• I•••Registered adviserregistration: previous registration
Jan 22, 2015 to Nov 2, 2021factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 13, 2013 to Mar 6, 2014factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0cc1c51-49a1-2778-ec9a-fee566027ed8
First observed: Dec 24, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.