A•••••• R••••••

Advisor at C••••• P••••••• L••

BOCA RATON, FL | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a0ed382c-151c-029f-867a-f0bea2698593

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jan 5, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 29, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Jan 9, 2023	n/a	yes	BOCA RATON, FL\|NEW YORK, NY	Current employment
C••••• P••••••• R••••••••• P••• C•••••••••	Institutional manager	Jan 3, 2023	n/a	yes	NEW YORK, NY\|BOCA RATON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• T•••• W••••• M•••••••••	C••••• P••••••• R••••••••• P••• C•••••••••	Dec 5, 2022	Jan 3, 2023	29	Channel change	Other
M••••• S••••••	R•••• T•••• W••••• M•••••••••	Jul 10, 2020	Aug 4, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:149777:FL:2019-10-14	Oct 14, 2019	Jan 10, 2020	WEST PALM BEACH, FL	Firm change

Relationships

Registered with (8)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Jan 9, 2023 to presentfactForm ADV
→ C••••• P••••••• R••••••••• P••• C•••••••••Registered adviserregistration: current employment
Jan 3, 2023 to presentfactForm ADV
→ R•••• T•••• W••••• M•••••••••Registered adviserregistration: previous registration
Aug 4, 2020 to Dec 5, 2022factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0ed382c-151c-029f-867a-f0bea2698593
First observed: Jan 5, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.