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Advisor at PALLAS CAPITAL ADVISORS, LLC
BRAINTREE, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PALLAS CAPITAL ADVISORS, LLC | Independent wealth | Sep 25, 2023 | n/a | yes | BRAINTREE, MA | Current employment |
| DE GROOTE FINANCIAL GROUP, LLC | Independent wealth | Jul 24, 2019 | Sep 27, 2023 | no | Boston, MA|Boston, MA|THOUSAND OAKS, CA | Previous registration |
| KELLY FINANCIAL SERVICES LLC | Independent wealth | Apr 9, 2018 | Jul 30, 2019 | no | BRAINTREE, MA | Previous registration |
| KELLY FINANCIAL SERVICES | Former SEC adviser | May 12, 2014 | Feb 14, 2018 | no | BRAINTREE, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DE GROOTE FINANCIAL GROUP, LLC | PALLAS CAPITAL ADVISORS, LLC | Sep 27, 2023 | Sep 25, 2023 | -2 | Firm change | RIA to RIA |
| KELLY FINANCIAL SERVICES LLC | DE GROOTE FINANCIAL GROUP, LLC | Jul 30, 2019 | Jul 24, 2019 | -6 | Firm change | RIA to RIA |
| KELLY FINANCIAL SERVICES | KELLY FINANCIAL SERVICES LLC | Feb 14, 2018 | Apr 9, 2018 | 54 | Channel change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 127462:291996:MA:2018-02-14 | Feb 14, 2018 | Apr 9, 2018 | BRAINTREE, MA | Firm change |