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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1bsuccession filed

KELLY FINANCIAL SERVICES

KELLY, WILLIAM, ANTHONY, CRD 127462

BRAINTREE, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1b3acbd-6fed-efc9-2e21-0cf70503d8cf

Data as of Nov 2, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Nov 14, 2011 to Nov 2, 2017
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $274MItem 5.F on the latest filing (2017-11-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $256M
Private client RAUM: $274MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 4
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 2,747
Individual clients: 686
High net worth clients: 68
SEC number: 801-79474
CRD: 127462
Filings on the tape: 15
First filed: Nov 14, 2011
Latest filed: Nov 2, 2017
Succeeded: a predecessor named on Item 4
Organised: Limited Liability Company, Massachusetts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KELLY, KELLY, D.	President	E	yes	10/2017	Nov 2, 2017	Nov 2, 2017
MURRAY, GREGORY, PETER	CHIEF COMPLIANCE OFFICER	Na	no	01/2011	Mar 23, 2012	Nov 2, 2017

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Burlington	Ma	United States	4	no
Newton	Ma	United States	4	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 31, 2017	$219M	$202M	9	6	n/a	n/a	n/a
2015	Mar 31, 2016	$177M	$177M	10	5	n/a	n/a	n/a
2014	Mar 12, 2015	$150M	$150M	5	3	n/a	n/a	n/a
2011	Mar 21, 2012	$58.2M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$274M	$177M	54.8%	n/a	n/a	8	10	3	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
KELLY FINANCIAL SERVICES LLC	2	Feb 14, 2018	Apr 9, 2018	BRAINTREE, MA	Channel change	RIA to RIA	100.0%

Relationships

Owns (1)

← MURRAY, GREGORY, PETEROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 23, 2012 to presentfactForm ADV

Controls (1)

← KELLY, KELLY, D.OwnerPRESIDENT, ownership code E, individual
Nov 2, 2017 to presentfactForm ADV

Moved with (1)

→ KELLY FINANCIAL SERVICES LLCRegistered adviser2 advisors, team lift out, same day
Feb 14, 2018 to Apr 9, 2018factForm ADV

Registered with (3)

← GREGORY PETER MURRAYAdvisorregistration: previous registration
Jul 27, 2010 to Feb 14, 2018factForm ADV
← ANDREW PAUL KROUTAdvisorregistration: previous registration
May 12, 2014 to Feb 14, 2018factForm ADV
← MICHELINE A DAGHERAdvisorregistration: previous registration
Jun 6, 2016 to Jun 3, 2017factForm ADV

Dated events

Occurred
Nov 2, 2017
Succession filed (Item 4)
Kelly Financial Services reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago
Occurred
Mar 25, 2014
First Form ADV filing
Kelly Financial Services filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1b3acbd-6fed-efc9-2e21-0cf70503d8cf
First observed: Nov 14, 2011
Last observed: Nov 2, 2017 108 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KELLY FINANCIAL SERVICES

KELLY, WILLIAM, ANTHONY, CRD 127462

BRAINTREE, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1b3acbd-6fed-efc9-2e21-0cf70503d8cf

Data as of Nov 2, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KELLY, KELLY, D.

President

yes

10/2017

Nov 2, 2017

MURRAY, GREGORY, PETER

CHIEF COMPLIANCE OFFICER

01/2011

Mar 23, 2012

Nov 2, 2017

City

State

Country

Employees

Also broker-dealer

Burlington

United States

Newton

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 31, 2017

$219M

$202M

n/a

2015

Mar 31, 2016

$177M

n/a

2014

Mar 12, 2015

$150M

n/a

2011

Mar 21, 2012

$58.2M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$274M

$177M

54.8%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

KELLY FINANCIAL SERVICES LLC

Feb 14, 2018

Apr 9, 2018

BRAINTREE, MA

Channel change

RIA to RIA

100.0%