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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

BRANDON LEE BULLOCK

Advisor at LINCOLN DOUGLAS INVESTMENTS, LLC

MT. VERNON, OH

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Search this name across graphsid dfx:ria:a1215185-67c3-6be8-a61d-a00166aa8534

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 17, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LINCOLN DOUGLAS INVESTMENTS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 17, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 8, 2003
First registration: Apr 17, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 4617848

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LINCOLN DOUGLAS INVESTMENTS, LLC	Independent wealth	Nov 10, 2011	n/a	yes	MT. VERNON, OH\|MT. VERNON, OH	Current employment
B RILEY WEALTH MANAGEMENT	Former SEC adviser	Mar 1, 2007	Apr 1, 2010	no	OAK RIDGE, TN\|HARTVILLE, OH\|TOLEDO, OH\|GRANVILLE, OH	Previous registration
CAPITAL SECURITIES OF AMERICA, INC.	n/a	May 8, 2006	Mar 1, 2007	no	HARTVILLE, OH\|HARTVILLE, OH\|OAK RIDGE, TN\|HARTVILLE, OH	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Jul 7, 2005	Sep 8, 2005	no	AKRON, OH	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 17, 2003	Jul 21, 2003	no	AKRON, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B RILEY WEALTH MANAGEMENT	LINCOLN DOUGLAS INVESTMENTS, LLC	Apr 1, 2010	Nov 10, 2011	588	Firm change after gap	Other
CAPITAL SECURITIES OF AMERICA, INC.	B RILEY WEALTH MANAGEMENT	Mar 1, 2007	Mar 1, 2007	0	Firm change	Other
INVEST FINANCIAL CORPORATION	CAPITAL SECURITIES OF AMERICA, INC.	Sep 8, 2005	May 8, 2006	242	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	INVEST FINANCIAL CORPORATION	Jul 21, 2003	Jul 7, 2005	717	Firm change after gap	Other

Relationships

Registered with (5)

→ LINCOLN DOUGLAS INVESTMENTS, LLCRegistered adviserregistration: current employment
Nov 10, 2011 to presentfactForm ADV
→ B RILEY WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Mar 1, 2007 to Apr 1, 2010factForm ADV
→ CAPITAL SECURITIES OF AMERICA, INC.Registered adviserregistration: previous registration
May 8, 2006 to Mar 1, 2007factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Jul 7, 2005 to Sep 8, 2005factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 17, 2003 to Jul 21, 2003factForm ADV

Dated events

No dated event names this entity yet.