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Advisor at ALIGHT FINANCIAL ADVISORS, LLC
CHARLOTTE, NC | Needham, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALIGHT FINANCIAL ADVISORS, LLC | Independent wealth | Jul 1, 2024 | n/a | yes | CHARLOTTE, NC|Needham, MA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 4, 2012 | Jun 13, 2024 | no | BOSTON, MA|NEW YORK, NY|PENNINGTON, NJ|BOSTON, MA|NEW YORK, NY|PENNINGTON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ALIGHT FINANCIAL ADVISORS, LLC | Jun 13, 2024 | Jul 1, 2024 | 18 | Firm change | Wirehouse to RIA |