This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MUTUAL ADVISORS, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 1, 2009earliest registration or exam on IAPD

Years in industry

16derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Jun 4, 2021

First registration

Jan 24, 2023

Dual registered

yes, broker-dealer

Other names

RENEE DIANE SMYTH|RENEE DIANE SMYTH

IAPD individual key

2358390

• Occurred

  Oct 3, 2025
  Advisor changed firm

  Renee Smyth Lennon left Neuberger Berman Bd Llc for Mutual Advisors, Llc (registered 2025-10-06)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a156471d-c746-062a-e200-fd230bdc841c

First observed

Jan 24, 2023

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.