DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O• I••••••••• M••••••••• C•
Novi, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O• I••••••••• M••••••••• C• | Bd affiliated wealth | Jun 7, 2011 | n/a | yes | Novi, MI | Current employment |
| F•• A•••••••• I••• | Independent wealth | Jun 10, 2011 | Sep 19, 2017 | no | FARMINGTON HILLS, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•• A•••••••• I••• | n/a | Sep 19, 2017 | n/a | n/a | Departure no registered destination | Departure |
| G••••• F•••••••• P•••••• C••••••• I••• | O• I••••••••• M••••••••• C• | Jun 29, 2011 | Jun 7, 2011 | -22 |
| G••••• F•••••••• P•••••• C••••••• I••• | Former SEC adviser | Oct 27, 2010 | Jun 29, 2011 | no | NOVI, MI|SARASOTA, FL | Previous registration |
| F•••• H•••••••• C••••••••• I••• | Bd affiliated wealth | Sep 28, 2010 | Oct 28, 2010 | no | NOVI, MI | Previous registration |
| Firm change |
| Other |
| F•••• H•••••••• C••••••••• I••• | G••••• F•••••••• P•••••• C••••••• I••• | Oct 28, 2010 | Oct 27, 2010 | -1 | Firm change | Other |