RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••••• P••• S••••••
- O• I••••••••• M••••••••• C• BD affiliated currentsince Jun 7, 2011 · Novi, Mi
- F•• A•••••••• I••• independent RIAJun 10, 2011 to Sep 19, 2017 · Farmington Hills, Mi
- G••••• F•••••••• P•••••• C••••••• I••• formerOct 27, 2010 to Jun 29, 2011 · Novi, Mi
- F•••• H•••••••• C••••••••• I••• BD affiliatedSep 28, 2010 to Oct 28, 2010 · Novi, Mi
- F•• A•••••••• I••• to no registered destinationleft Sep 19, 2017 · Departure, no registered destination
- G••••• F•••••••• P•••••• C••••••• I••• to O• I••••••••• M••••••••• C•left Jun 29, 2011, registered Jun 7, 2011 (-22 days) · Other
- F•••• H•••••••• C••••••••• I••• to G••••• F•••••••• P•••••• C••••••• I•••left Oct 28, 2010, registered Oct 27, 2010 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address