DFX Intelligence

M••• K•• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

M••• K•• C•••••••••

Advisor at J••• M••••• S••••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a1ee5406-0e25-b4a6-8c64-4cf4c2d46640

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Mar 23, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Jul 1, 2026	n/a	yes	COLUMBUS, OH\|Westerville, OH\|Columbus, OH	Current employment
P•• W••••• M•••••••••	Bd affiliated wealth	Oct 29, 2025	Jun 16, 2026	no	CENTERVILLE, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• W••••• M•••••••••	J••• M••••• S••••••••• L••	Jun 16, 2026	Jul 1, 2026	15	Firm change	Ibd to wirehouse
J••• M••••• S••••••••• L••	P•• W••••• M•••••••••	Oct 27, 2025	Oct 29, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:129052:OH:2025-10-27	Oct 27, 2025	Oct 29, 2025	CINCINNATI, OH	Firm change

Relationships

Registered with (4)

→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
May 21, 2024 to Oct 27, 2025factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Oct 29, 2025 to Jun 16, 2026factForm ADV
→ 9••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 12, 2023 to May 13, 2024factForm ADV
→ F•••• T•••• S••••••••• I•••

Dated events

Occurred
Jun 16, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 27, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 13, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 22, 2023
Advisor changed firm
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1ee5406-0e25-b4a6-8c64-4cf4c2d46640
First observed: Mar 23, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.