DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Mary Kay Cunningham

J.P. Morgan Securities LLCwirehouseColumbus, Oh dual registrantIAPD 6771665

Feed of 09/15/2026

Also filed as Mary Kay Cunningham

At current firm

0 y

since Jul 1, 2026

In the industry

10 y

since Oct 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J.P. Morgan Securities LLC wirehouse current
since Jul 1, 2026 · Columbus, Oh
Pnc Wealth Management BD affiliated
Oct 29, 2025 to Jun 16, 2026 · Centerville, Oh
J.P. Morgan Securities LLC wirehouse
May 21, 2024 to Oct 27, 2025 · Mainville, Oh
9258 Wealth Management, LLC former
Dec 12, 2023 to May 13, 2024 · Blue Ash, Oh
Fifth Third Securities, Inc. BD affiliated
Mar 23, 2021 to Nov 22, 2023 · Cincinnati, Oh

Moves

a registration end followed by a registration begin elsewhere

Pnc Wealth Management to J.P. Morgan Securities LLC
left Jun 16, 2026, registered Jul 1, 2026 (15 days) · Affiliated broker-dealer or bank to wirehouse
J.P. Morgan Securities LLC to Pnc Wealth Management
left Oct 27, 2025, registered Oct 29, 2025 (2 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
9258 Wealth Management, LLC to J.P. Morgan Securities LLC
left May 13, 2024, registered May 21, 2024 (8 days) · RIA to wirehouse
Fifth Third Securities, Inc. to 9258 Wealth Management, LLC
left Nov 22, 2023, registered Dec 12, 2023 (20 days) · Affiliated broker-dealer or bank to independent RIA

Signals

Mary Kay Cunningham left Pnc Wealth Management for J.P. Morgan Securities Llc (registered 2026-07-01)
Jun 16, 2026 · Advisor changed firm · fact
Mary Kay Cunningham left J.P. Morgan Securities Llc for Pnc Wealth Management (registered 2025-10-29)
Oct 27, 2025 · Advisor changed firm · fact
Mary Kay Cunningham left 9258 Wealth Management, Llc for J.P. Morgan Securities Llc (registered 2024-05-21)
May 13, 2024 · Advisor changed firm · fact
Mary Kay Cunningham left Fifth Third Securities, Inc. for 9258 Wealth Management, Llc (registered 2023-12-12)
Nov 22, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address