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Advisor at PRIVATE ADVISOR GROUP, LLC
Bel Air, MD | MORRISTOWN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Jul 31, 2012 | n/a | yes | Bel Air, MD|MORRISTOWN, NJ|Bel Air, MD | Current employment |
| RESEARCH FINANCIAL STRATEGIES | Independent wealth | Dec 13, 2011 | Aug 3, 2012 | no | NOTTINGHAM, MD|ROCKVILLE, MD | Previous registration |
| INVESTORS CAPITAL ADVISORY | Former SEC adviser | Jun 28, 2007 | Nov 22, 2011 | no | NOTTINGHAM, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RESEARCH FINANCIAL STRATEGIES | PRIVATE ADVISOR GROUP, LLC | Aug 3, 2012 | Jul 31, 2012 | -3 | Firm change | Other |
| INVESTORS CAPITAL ADVISORY | RESEARCH FINANCIAL STRATEGIES | Nov 22, 2011 | Dec 13, 2011 | 21 | Firm change | Other |