DFX Intelligence

T•••••• J•• F•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

T•••••• J•• F•••••••••

Advisor at N•••••• A•••••••

••• Locked

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Search this name across graphsid dfx:ria:a215ca24-3d61-9cdf-5d63-5b37db6e8a26

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 11, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Apr 29, 2024	n/a	yes	NEW ORLEANS, LA\|Columbia, MD	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 2, 2011	n/a	yes	COLUMBIA, MD	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• I••••••••• I•••	L•• F•••••••• L••	May 12, 2011	May 2, 2011	-10	Firm change	Other

Relationships

Registered with (3)

→ N•••••• A•••••••Registered adviserregistration: current employment
Apr 29, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
May 2, 2011 to presentfactForm ADV
→ I•••••••• I••••••••• I•••Registered adviserregistration: previous registration
Mar 11, 2002 to May 12, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a215ca24-3d61-9cdf-5d63-5b37db6e8a26
First observed: Mar 11, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.