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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

RONALD ALSTON RIENAS

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

White Plains, NY | Yonkers, NY | brookfield, CT | SADDLE BROOK, NJ

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Search this name across graphsid dfx:ria:a240edb3-6db9-3a7a-1689-7ded178186af

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 25, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 10, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S63|S65
First exam: Aug 10, 1993
First registration: Nov 25, 2002
Dual registered: yes, broker-dealer
Other names: RON RIENAS|RONALD ALSTON RAINUS|Ronald Rienas
IAPD individual key: 2367794

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 4, 2011	n/a	yes	White Plains, NY\|SADDLE BROOK, NJ\|Yonkers, NY\|brookfield, CT	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	May 3, 2011	no	NEW ROCHELLE, NY\|YONKERS, NY\|NEW ROCHELLE, NY\|WHITE PLAINS, NY\|GREENWICH, CT	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 20, 2004	Oct 23, 2009	no	NEW ROCHELLE, NY\|YONKERS, NY\|YONKERS, NY\|NEW ROCHELLE, NY\|YONKERS, NY	Previous registration
QUICK & REILLY, INC.	n/a	Nov 25, 2002	Oct 20, 2004	no	ROCHELLE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	AMERIPRISE FINANCIAL SERVICES, LLC	May 3, 2011	May 4, 2011	1	Firm change	Wirehouse to ibd
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
QUICK & REILLY, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 20, 2004	Oct 20, 2004	0	Bulk transfer	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
May 4, 2011 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to May 3, 2011factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 20, 2004 to Oct 23, 2009factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Nov 25, 2002 to Oct 20, 2004factForm ADV

Dated events

No dated event names this entity yet.