This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2003earliest registration or exam on IAPD

Years in industry

23derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Exams

S66

First exam

Nov 17, 2003

First registration

Dec 17, 2003

Dual registered

yes, broker-dealer

Other names

ROBIN SUZANNE LIGON|ROBIN LIGON MATTHEWS|ROBIN MATTHEWS|ROBIN L MATTHEWS

IAPD individual key

4580591

• Occurred

  Apr 6, 2022
  Advisor changed firm

  Robin Ligon Matthews left Wells Fargo Advisors for Ameriprise Financial Services, Llc (registered 2023-05-17)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a2434fc7-0f86-dd87-623a-2351fe3a4c35

First observed

Dec 17, 2003

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.