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J•••• A••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

J•••• A••• B•••••

Advisor at I••••••••• F•••••••• P•••••••

Schaumburg, IL

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Search this name across graphsid dfx:ria:0962d587-16ac-6eb1-9f94-c43d2e871316

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 29, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Jul 25, 2019	n/a	yes	Schaumburg, IL	Current employment
F•••• H•••••••• C••••••••• I•••	Bd affiliated wealth	Jun 28, 2007	Nov 3, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F•••••••• S•••••••• L••	F•••• H•••••••• C••••••••• I•••	Jul 26, 2019	Jun 28, 2007	-4,411	Firm change after gap	Other
F•••• H•••••••• C••••••••• I•••	I••••••••• F•••••••• P•••••••	Nov 3, 2017

Relationships

Registered with (4)

→ I••••••••• F•••••••• P•••••••Registered adviserregistration: current employment
Jul 25, 2019 to presentfactForm ADV
→ S•••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 7, 2003 to Jul 26, 2019factForm ADV
→ F•••• H•••••••• C••••••••• I•••Registered adviserregistration: previous registration
Jun 28, 2007 to Nov 3, 2017factForm ADV
→ C••••••••• A•••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0962d587-16ac-6eb1-9f94-c43d2e871316
First observed: Jun 11, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.