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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Kristen Rebecca Kaczmark

Advisor at MORGAN STANLEY

Santa Rosa, CA

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Search this name across graphsid dfx:ria:a274b15c-c8cf-80b1-d128-e78e89e42874

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Feb 12, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 11, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jun 11, 1999
First registration: Feb 12, 2008
Dual registered: yes, broker-dealer
Other names: KRISTEN KACZMARK|KRISTEN REBECCA KACZMARK|KRISTEN REBECCA YOST
IAPD individual key: 2735529

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jun 8, 2020	n/a	yes	Santa Rosa, CA	Current employment
PENINSULA WEALTH, LLC	Former SEC adviser	Feb 7, 2019	Jun 8, 2020	no	San Francisco, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Dec 7, 2010	Feb 20, 2019	no	San Francisco, CA	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Dec 22, 2009	Nov 5, 2010	no	CLERMONT, FL	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Jan 6, 2009	Oct 29, 2009	no	CLERMONT, FL	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 12, 2008	Aug 27, 2008	no	ORLANDO, FL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 12, 2008	Aug 27, 2008	no	Winter Park, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PENINSULA WEALTH, LLC	MORGAN STANLEY	Jun 8, 2020	Jun 8, 2020	0	Firm change	RIA to wirehouse
CHARLES SCHWAB & CO., INC.	PENINSULA WEALTH, LLC	Feb 20, 2019	Feb 7, 2019	-13	Firm change	Ibd to RIA
FIFTH THIRD SECURITIES, INC.	CHARLES SCHWAB & CO., INC.	Nov 5, 2010	Dec 7, 2010	32	Firm change	Other
NATCITY INVESTMENTS, INC.	FIFTH THIRD SECURITIES, INC.	Oct 29, 2009	Dec 22, 2009	54	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Aug 27, 2008	Feb 12, 2008	-197	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Aug 27, 2008	Feb 12, 2008	-197	Channel change	Other

Relationships

Registered with (7)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Jun 8, 2020 to presentfactForm ADV
→ PENINSULA WEALTH, LLCRegistered adviserregistration: previous registration
Feb 7, 2019 to Jun 8, 2020factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Dec 7, 2010 to Feb 20, 2019factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Dec 22, 2009 to Nov 5, 2010factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 6, 2009 to Oct 29, 2009factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 12, 2008 to Aug 27, 2008factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 12, 2008 to Aug 27, 2008factForm ADV

Dated events

No dated event names this entity yet.