DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

PENINSULA WEALTH, LLC

CRD 152436

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:43fc412c-a67e-b0f2-4bd4-f35d9c99d6b3

Data as of Mar 27, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 11
On other graphs: 0
Observed: Mar 12, 2012 to Mar 27, 2025
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $676MItem 5.F on the latest filing (2025-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $676M
Private client RAUM: $676MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,106
High net worth clients: 133
Custody, client assets: $277M
SEC number: 801-71025
CIK: 1600052
CRD: 152436
Filings on the tape: 30
First filed: Mar 12, 2012
Latest filed: Mar 27, 2025
Organised: Limited Liability Company, CA

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SHAH, RAHUL, NIRANJAN	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	E	yes	02/2010	Mar 12, 2012	May 9, 2024
VENTURA, KRISTINA, MARIE	DIRECTOR OF OPERATIONS	A	no	06/2011	Mar 13, 2018	May 9, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 27, 2025	$676M	$676M	7	6	0	n/a	n/a
2023	Mar 29, 2024	$623M	$623M	5	5	0	n/a	n/a
2022	Mar 22, 2023	$481M	$481M	4	4	0	n/a	n/a
2021	Mar 22, 2022	$558M	$558M	5	4	0	n/a	n/a
2020	Mar 18, 2021	$473M	$473M	4	4	0	n/a	n/a
2019	Mar 18, 2020	$403M	$403M	6	5	0	n/a	n/a
2018	Mar 28, 2019	$330M	$330M	4	3	0	n/a	n/a
2017	Mar 13, 2018	$352M	$325M	6	3	0	n/a	n/a
2016	Mar 27, 2017	$276M	$257M	5	4	n/a	n/a	n/a
2015	Mar 4, 2016	$240M	$207M	5	4	n/a	n/a	n/a
2014	Feb 25, 2015	$428M	$204M	5	5	n/a	n/a	n/a
2013	Mar 15, 2014	$186M	$168M	5	5	n/a	n/a	n/a
2012	Jan 28, 2013	$134M	$129M	4	2	n/a	n/a	n/a
2011	Mar 12, 2012	$88.0M	$86.0M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$676M	$623M	8.6%	$558M	6.6%	7	5	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
EP WEALTH ADVISORS	6	Jul 15, 2025	Oct 8, 2025	SAN FRANCISCO, CA	Firm absorbed	RIA to RIA	100.0%

Relationships

Moved with (1)

→ EP WEALTH ADVISORSRegistered adviser6 advisors, firm absorbed, same day
Jul 15, 2025 to Oct 8, 2025factForm ADV

Registered with (9)

← ROBERT JOHN KEANEAdvisorregistration: previous registration
Jan 16, 2018 to Jul 15, 2025factForm ADV
← KRISTINA MARIE VENTURAAdvisorregistration: previous registration
Dec 13, 2011 to Jul 15, 2025factForm ADV
← RAHUL NIRANJAN SHAHAdvisorregistration: previous registration
Feb 12, 2010 to Jul 15, 2025factForm ADV
← BRETT WYETH DAVALOSAdvisorregistration: previous registration
Sep 10, 2012 to Jul 15, 2025factForm ADV
← Maria Angelica Prudente San FelipeAdvisorregistration: previous registration
Jun 22, 2023 to Jul 15, 2025factForm ADV
← Samuel Eaton TerminelloAdvisorregistration: previous registration
May 10, 2024 to Jul 15, 2025factForm ADV
← Dieuthy GuileyAdvisorregistration: previous registration
Dec 23, 2021 to Feb 27, 2023factForm ADV
← Kristen Rebecca KaczmarkAdvisorregistration: previous registration
Feb 7, 2019 to Jun 8, 2020factForm ADV
← SMRITI DHALLAdvisorregistration: previous registration
Oct 18, 2013 to Nov 12, 2015factForm ADV

Owns (1)

← VENTURA, KRISTINA, MARIEOwnerDIRECTOR OF OPERATIONS, ownership code A, individual
Mar 13, 2018 to May 9, 2024factForm ADV

Controls (1)

← SHAH, RAHUL, NIRANJANOwnerMANAGING MEMBER & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 12, 2012 to May 9, 2024factForm ADV

Dated events

Occurred
Aug 1, 2025
Left the SEC roster
Peninsula Wealth, Llc no longer on the SEC adviser roster (last listed 2025-07-01, RAUM $676.4M)
Form ADVobserved 4 days ago
$676M
Occurred
Jul 15, 2025
Firm absorbed
Peninsula Wealth, LLC's advisors moved to EP Wealth Advisors (San Francisco, CA): 6 of 6 registered, on the same day
Form ADVobserved 4 days ago
6 advisors
Occurred
Jul 15, 2025
Advisor changed firm
Rahul Niranjan Shah left Peninsula Wealth, Llc for Ep Wealth Advisors (registered 2025-04-08)
Form ADVobserved 4 days ago
Occurred
Jul 15, 2025
Advisor changed firm
Robert John Keane left Peninsula Wealth, Llc for Ep Wealth Advisors (registered 2025-04-08)
Form ADVobserved 4 days ago
Occurred
Jul 15, 2025
Advisor changed firm
Brett Wyeth Davalos left Peninsula Wealth, Llc for Ep Wealth Advisors (registered 2025-04-08)
Form ADVobserved 4 days ago
Occurred
Jul 15, 2025
Advisor changed firm
Samuel Eaton Terminello left Peninsula Wealth, Llc for Ep Wealth Advisors (registered 2025-04-08)
Form ADVobserved 4 days ago
Occurred
Jul 15, 2025
Advisor changed firm
Kristina Marie Ventura left Peninsula Wealth, Llc for Ep Wealth Advisors (registered 2025-10-08)
Form ADVobserved 4 days ago
Occurred
Jul 15, 2025
Advisor changed firm
Maria Angelica Prudente San Felipe left Peninsula Wealth, Llc for Ep Wealth Advisors (registered 2025-04-08)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2024
Regulatory AUM changed
Peninsula Wealth, Llc reported RAUM $623.1M, up 30% from $480.7M (2023-11-15 to 2024-03-29)
Form ADVobserved 4 days ago
$142M
Occurred
Feb 27, 2023
Advisor changed firm
Dieuthy Guiley left Peninsula Wealth, Llc for Freestone Capital Management, Llc (registered 2023-08-22)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2019
Control person left
Turakhia Tejal Shah (Managing Member) no longer on Schedule A of Peninsula Wealth, Llc (listed 2018-03-13, absent 2019-03-28)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43fc412c-a67e-b0f2-4bd4-f35d9c99d6b3
First observed: Mar 12, 2012
Last observed: Mar 27, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PENINSULA WEALTH, LLC

CRD 152436

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:43fc412c-a67e-b0f2-4bd4-f35d9c99d6b3

Data as of Mar 27, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:59 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SHAH, RAHUL, NIRANJAN

MANAGING MEMBER & CHIEF COMPLIANCE OFFICER

yes

02/2010

Mar 12, 2012

May 9, 2024

VENTURA, KRISTINA, MARIE

DIRECTOR OF OPERATIONS

06/2011

Mar 13, 2018

May 9, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 27, 2025

$676M

n/a

2023

Mar 29, 2024

$623M

n/a

2022

Mar 22, 2023

$481M

n/a

2021

Mar 22, 2022

$558M

n/a

2020

Mar 18, 2021

$473M

n/a

2019

Mar 18, 2020

$403M

n/a

2018

Mar 28, 2019

$330M

n/a

2017

Mar 13, 2018

$352M

$325M

n/a

2016

Mar 27, 2017

$276M

$257M

n/a

2015

Mar 4, 2016

$240M

$207M

n/a

2014

Feb 25, 2015

$428M

$204M

n/a

2013

Mar 15, 2014

$186M

$168M

n/a

2012

Jan 28, 2013

$134M

$129M

n/a

2011

Mar 12, 2012

$88.0M

$86.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$676M

$623M

8.6%

$558M

6.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

EP WEALTH ADVISORS

Jul 15, 2025

Oct 8, 2025

SAN FRANCISCO, CA

Firm absorbed

RIA to RIA

100.0%