DFX Intelligence

R••••••••• P••• F••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

R••••••••• P••• F••••••••• L••

CRD 161137

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Search this name across graphsid dfx:ria:a281f811-7ddd-2ab7-7fd2-dd02a336a21c

Data as of Mar 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 1
Observed: Mar 24, 2016 to Mar 2, 2026
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

R••••••••• P••• F••••••••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.18 fund_share=0.0 institutional_share=0.82 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $193M••• Locked
Discretionary RAUM: $193M
Private client RAUM: $34.3Mderived••• Locked
Private client share: 18%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $96.7Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••••• C••••• C•••••	n/a	AUSTIN, TX	14	26	2	no
R•••• N••••• T•••••	Certified Financial P•••ner	AUSTIN, TX	11	16

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• T•••••• C•••••	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	yes	01/2012	Mar 24, 2016	Mar 25, 2024
W••••• P•••••• A•••••••	Member	D	yes	01/2015	Mar 24, 2016	Mar 25, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$193M	$179M	7.8%	$143M	10.7%	2	2	0	0

Relationships

Registered with (3)

← R•••• N••••• T•••••Advisorregistration: current employment
May 18, 2015 to presentfactForm ADV
← T••••• C••••• C•••••Advisorregistration: current employment
Feb 29, 2012 to presentfactForm ADV
← P••••• A••••••• W••••Advisorregistration: previous registration
Feb 12, 2015 to Oct 2, 2020factForm ADV

Controls (2)

Dated events

Occurred
Mar 30, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$-206M
Occurred
Mar 30, 2021
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 24, 2016
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a281f811-7ddd-2ab7-7fd2-dd02a336a21c
First observed: Mar 24, 2016
Last observed: Mar 2, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.