DFX Intelligence

T••••• C••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

T••••• C••••• C•••••

Advisor at R••••••••• P••• F••••••••• L••

AUSTIN, TX

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Search this name across graphsid dfx:ria:7c706a0c-dcc3-d34a-b0e3-aa3b12642337

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 22, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• P••• F••••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Aug 21, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• P••• F••••••••• L••	Other adviser	Feb 29, 2012	n/a	yes	AUSTIN, TX	Current employment
M••• W••••• M••••••••• L••	Former SEC adviser	Jan 20, 2004	Feb 1, 2012	no	AUSTIN, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••• W••••• M••••••••• L••	R••••••••• P••• F••••••••• L••	Feb 1, 2012	Feb 29, 2012	28	Firm change	Other
I•••••••• A••••••• I••	M••• W••••• M••••••••• L••	Nov 5, 2003	Jan 20, 2004

Relationships

Registered with (3)

→ R••••••••• P••• F••••••••• L••Registered adviserregistration: current employment
Feb 29, 2012 to presentfactForm ADV
→ M••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 20, 2004 to Feb 1, 2012factForm ADV
→ I•••••••• A••••••• I••Registered adviserregistration: previous registration
Aug 22, 2000 to Nov 5, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c706a0c-dcc3-d34a-b0e3-aa3b12642337
First observed: Aug 22, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.