DFX Intelligence

P••••• A••••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant|Chartered Financial Analyst23 years in industry

P••••• A••••••• W••••

Advisor at I••••••••• F••••••••

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:5d6d98cb-b628-f1a0-9472-40f89547cdab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 15, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Nov 25, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F••••••••	Mixed wealth	Aug 10, 2020	n/a	yes	SAN ANTONIO, TX	Current employment
M•••••••••	n/a	Jul 24, 2017	Dec 4, 2018	no	CHERRY HILL, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••••• P••• F••••••••• L••	M•••••••••	Oct 2, 2020	Jul 24, 2017	-1,166	Firm change after gap	Other
M•••••••••	I••••••••• F••••••••	Dec 4, 2018	Aug 10, 2020

Relationships

Registered with (5)

→ I••••••••• F••••••••Registered adviserregistration: current employment
Aug 10, 2020 to presentfactForm ADV
→ R••••••••• P••• F••••••••• L••Registered adviserregistration: previous registration
Feb 12, 2015 to Oct 2, 2020factForm ADV
→ M•••••••••Registered adviserregistration: previous registration
Jul 24, 2017 to Dec 4, 2018factForm ADV
→ D• A•••••••• L••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5d6d98cb-b628-f1a0-9472-40f89547cdab
First observed: Sep 15, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.