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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

LINDA RAE BRUININGA

Advisor at NWF ADVISORY SERVICES INC

Westlake Village, CA

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Search this name across graphsid dfx:ria:a281f88a-cf52-3cdb-1b35-c7f53fdb9dce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 26, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NWF ADVISORY SERVICES INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 16, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 16, 2008
First registration: May 26, 2010
Dual registered: yes, broker-dealer
Other names: LINDA RAE GOECKNER
IAPD individual key: 5496240

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NWF ADVISORY SERVICES INC	Independent wealth	May 18, 2025	n/a	yes	Westlake Village, CA	Current employment
THE AMERIFLEX GROUP	Bd affiliated wealth	Sep 7, 2023	Jul 2, 2025	no	Westlake Village, CA	Previous registration
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Oct 8, 2021	Sep 11, 2023	no	ATLANTA, GA\|Westlake Village, CA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Aug 1, 2016	Oct 12, 2021	no	VALENCIA, CA	Previous registration
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	May 26, 2010	Jul 15, 2016	no	SIMI VALLEY, CA\|SIMI VALLEY, CA\|SIMI VALLEY, CA\|MOORPARK, CA\|SANTA PAULA, CA\|Chatsworth, CA\|LOS ANGELES, CA\|SHERMAN OAKS, CA\|SANTA BARBARA, CA\|SANTA BARBARA, CA\|SANTA BARBARA, CA\|CARPINTERIA, CA\|SIMI VALLEY, CA\|CAMARILLO, CA\|Camarillo, CA\|FILLMORE, CA\|SIMI VALLEY, CA\|MONTECITO, CA\|Montecito, CA\|SANTA BARBARA, CA\|Oxnard, CA\|VENTURA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE AMERIFLEX GROUP	NWF ADVISORY SERVICES INC	Jul 2, 2025	May 18, 2025	-45	Bulk transfer	Ibd to RIA
OSAIC ADVISORY SERVICES, LLC	THE AMERIFLEX GROUP	Sep 11, 2023	Sep 7, 2023	-4	Firm change	Ibd to ibd
FSC SECURITIES CORPORATION	OSAIC ADVISORY SERVICES, LLC	Oct 12, 2021	Oct 8, 2021	-4	Firm change	Ibd to ibd
U.S. BANCORP ADVISORS, LLC	FSC SECURITIES CORPORATION	Jul 15, 2016	Aug 1, 2016	17	Firm change	Other

Relationships

Registered with (5)

→ NWF ADVISORY SERVICES INCRegistered adviserregistration: current employment
May 18, 2025 to presentfactForm ADV
→ THE AMERIFLEX GROUPRegistered adviserregistration: previous registration
Sep 7, 2023 to Jul 2, 2025factForm ADV
→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Oct 8, 2021 to Sep 11, 2023factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Aug 1, 2016 to Oct 12, 2021factForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
May 26, 2010 to Jul 15, 2016factForm ADV

Dated events

Occurred
Sep 11, 2023
Advisor changed firm
Linda Rae Bruininga left Osaic Advisory Services, Llc for The Ameriflex Group (registered 2023-09-07)
Form ADVobserved 4 days ago