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Advisor at U.S. BANCORP ADVISORS, LLC
Beverly Hills, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | May 4, 2015 | n/a | yes | Beverly Hills, CA | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Oct 1, 2013 | May 7, 2015 | no | LOS ANGELES, CA|Fountain Valley, CA|San Antonio, TX|Los Angeles, CA|SAN FRANCISCO, CA|LOS ANGELES, CA|BURBANK, CA|FOUNTAIN VALLEY, CA|Westwood, CA | Previous registration |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Former SEC adviser | May 16, 2011 | Oct 11, 2013 | no | GLENDALE, CA|SHERMAN OAKS, CA|ENCINO, CA|NORTHRIDGE, CA|LOS ANGELES, CA|LOS ANGELES, CA|PASADENA, CA|LAS VEGAS, NV | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 20, 2004 | May 13, 2011 | no | GLENDALE, CA|Newport Beach, CA|Los Angeles, CA|GLENDALE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | U.S. BANCORP ADVISORS, LLC | May 7, 2015 | May 4, 2015 | -3 | Firm change | Other |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | CITIGROUP GLOBAL MARKETS INC. | Oct 11, 2013 | Oct 1, 2013 | -10 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | BANCWEST INVESTMENT SERVICES, INC. (BWIS) | May 13, 2011 | May 16, 2011 | 3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7059:14455:CA:2015-05-07 | May 7, 2015 | May 4, 2015 | WESTWOOD, CA | Firm change |