DFX Intelligence

R•••••• S•••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

R•••••• S•••• K•••

Advisor at G•••••••• W••••• P•••••••

Omaha, NE | PALM BEACH GARDENS, FL

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Search this name across graphsid dfx:ria:a2a44d69-a378-3753-7288-37086c73c354

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 2, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••••• W••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 28, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••••• W••••• P•••••••	Bd affiliated wealth	Jun 21, 2024	n/a	yes	PALM BEACH GARDENS, FL\|Omaha, NE	Current employment
A•••••• W••••• M••••••••• L••	Independent wealth	Jan 4, 2022	Aug 2, 2024	no	CARLSBAD, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• W••••• M••••••••• L••	G•••••••• W••••• P•••••••	Aug 2, 2024	Jun 21, 2024	-42	Firm change after gap	RIA to RIA
T••• I••••••••• A•••••••• L••	A•••••• W••••• M••••••••• L••	May 18, 2018	May 7, 2018

Relationships

Registered with (5)

→ G•••••••• W••••• P•••••••Registered adviserregistration: current employment
Jun 21, 2024 to presentfactForm ADV
→ A•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 4, 2022 to Aug 2, 2024factForm ADV
→ T••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 17, 2017 to May 18, 2018factForm ADV
→ P••••••• W••••• P•••••••

Dated events

Occurred
Aug 2, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2a44d69-a378-3753-7288-37086c73c354
First observed: Mar 2, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.