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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

COMPASS ROSE PRIVATE INVESTMENT MANAGEMENT

COMPASS ROSE INVESTMENTS, LLC, CRD 286628

PORTSMOUTH, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a2a692b4-1025-331a-515d-aed7e816afa1

Data as of Mar 29, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 8
On other graphs: 0
Observed: Feb 4, 2020 to Mar 29, 2023
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $104MItem 5.F on the latest filing (2023-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $100.0M
Private client RAUM: $103MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 602
Individual clients: 152
High net worth clients: 26
SEC number: 801-118174
CRD: 286628
Filings on the tape: 12
First filed: Feb 4, 2020
Latest filed: Mar 29, 2023
Organised: Limited Liability Company, New Hampshire

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BECK BODE LLC	Member	E	yes	07/2021	Nov 3, 2021	Mar 29, 2023
BECK, BENJAMIN, W	MANAGING PARTNER	D	yes	02/2013	Nov 3, 2021	Mar 29, 2023
BECK, BENJAMIN, W	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	Na	yes	07/2021	Nov 3, 2021	Mar 29, 2023
BODE, JAMES	MANAGING PARTNER	D	yes	02/2013	Nov 3, 2021	Mar 29, 2023
BODE, JAMES	MANAGING PARTNER	Na	yes	07/2021	Nov 3, 2021	Mar 29, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BECK BODE LLC	n/a	Independent wealth	$666M	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Dedham	Ma	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 29, 2023	$104M	$100.0M	4	4	1	n/a	n/a
2021	Mar 31, 2022	$131M	$124M	4	2	1	n/a	n/a
2020	Feb 17, 2021	$118M	$110M	2	2	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$104M	$131M	-20.5%	n/a	n/a	4	4	1	1

Relationships

Affiliated with (1)

→ BECK BODE LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (3)

← BECK BODE LLCOwnerMEMBER, ownership code E, domestic entity
Nov 3, 2021 to presentfactForm ADV
← BODE, JAMESOwnerMANAGING PARTNER, ownership code D, individual
Nov 3, 2021 to presentfactForm ADV
← BECK, BENJAMIN, WOwnerMANAGING PARTNER, ownership code D, individual
Nov 3, 2021 to presentfactForm ADV

Registered with (2)

← BENJAMIN W BECKAdvisorregistration: previous registration
Mar 29, 2023 to Dec 18, 2023factForm ADV
← KAREN ANNE O'DONOGHUEAdvisorregistration: previous registration
Mar 29, 2023 to Dec 18, 2023factForm ADV

Dated events

Occurred
Dec 18, 2023
Advisor departed, no destination yet
Karen Anne O'Donoghue no longer registered at Compass Rose Private Investment Management; no later IA registration on IAPD
Form ADVobserved 4 days ago
Occurred
Dec 18, 2023
Advisor departed, no destination yet
Benjamin W Beck no longer registered at Compass Rose Private Investment Management; no later IA registration on IAPD
Form ADVobserved 4 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Karen Anne O'Donoghue left Compass Rose Private Investment Management for Beck Bode Llc (registered 2022-12-14)
Form ADVobserved 4 days ago
Occurred
Nov 3, 2021
Control person joined
W Benjamin Beck (Managing Partner And Chief Compliance Officer) appeared on Schedule A of Compass Rose Private Investment Management
Form ADVobserved 4 days ago
Occurred
Nov 3, 2021
Control person joined
James Bode (Managing Partner) appeared on Schedule A of Compass Rose Private Investment Management
Form ADVobserved 4 days ago
Occurred
Nov 3, 2021
Control person left
Michael James Odonoghue (Managing Member) no longer on Schedule A of Compass Rose Private Investment Management (listed 2021-02-17, absent 2021-11-03)
Form ADVobserved 4 days ago
Occurred
Nov 3, 2021
Control person left
Anne Karen O'Donoghue (Chief Compliance Officer/Member) no longer on Schedule A of Compass Rose Private Investment Management (listed 2021-02-17, absent 2021-11-03)
Form ADVobserved 4 days ago
Occurred
Feb 4, 2020
First Form ADV filing
Compass Rose Private Investment Management filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2a692b4-1025-331a-515d-aed7e816afa1
First observed: Feb 4, 2020
Last observed: Mar 29, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COMPASS ROSE PRIVATE INVESTMENT MANAGEMENT

COMPASS ROSE INVESTMENTS, LLC, CRD 286628

PORTSMOUTH, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a2a692b4-1025-331a-515d-aed7e816afa1

Data as of Mar 29, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BECK BODE LLC

Member

yes

07/2021

Nov 3, 2021

Mar 29, 2023

BECK, BENJAMIN, W

MANAGING PARTNER

yes

02/2013

Nov 3, 2021

Mar 29, 2023

BECK, BENJAMIN, W

MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER

yes

07/2021

Nov 3, 2021

Mar 29, 2023

BODE, JAMES

MANAGING PARTNER

yes

02/2013

Nov 3, 2021

Mar 29, 2023

BODE, JAMES

MANAGING PARTNER

yes

07/2021

Nov 3, 2021

Mar 29, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BECK BODE LLC

n/a

Independent wealth

$666M

yes

n/a

City

State

Country

Employees

Also broker-dealer

Dedham

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 29, 2023

$104M

$100.0M

n/a

2021

Mar 31, 2022

$131M

$124M

n/a

2020

Feb 17, 2021

$118M

$110M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$104M

$131M

-20.5%

n/a