DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

C•••••• R••• P•••••• I••••••••• M•••••••••

Former SEC-registered adviserPortsmouth, New HampshireCRD 286628SEC 801-118174IAPD
Legal name C•••••• R••• I••••••••• L••
Latest filing Mar 29, 2023
First filing on the tape Feb 4, 2020 · 12 filings
RAUM
$104M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
99%
$103M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$104M as of Mar 29, 2023
Feb 17, 2021$118M then
HNW client RAUM$52.5M as of Mar 29, 2023
Feb 17, 2021$73.7M then
State-registered IARs (5.B.3)4 as of Mar 29, 2023
Feb 17, 20212 then
Employees (5.A)4 as of Mar 29, 2023
Feb 17, 20212 then
Private funds: no history
RAUM -20% over the last fiscal yearIARs 2 to 4
Practice profile
derived from the filing of Mar 29, 2023; every figure names its basis
RAUM per advisor
$26.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
45derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.0MderivedHNW RAUM over HNW clients
Average account
$172,808derivedRAUM over accounts (5.F.2.f)
Discretionary
96%derivedof RAUM
Institutional
0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-20%derivedbetween the last two annual amendments
Advisor growth, one year
+100%derivedItem 5.B.3 between annual amendments
Client growth, one year
-1.7%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Wrap fee program
$104MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$52.5M50%
  • Individuals$50.8M49%
  • Corporations and businesses$716,1230.7%
  • Charitable organizations$103,4780.1%
Individual clients
152reported
HNW clients
26reported
Pension plan clients
0reported
Charitable clients
1reported
Accounts
602reported
Financial planning clients
101-250reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • B•••• B•••••••• W• · Managing Partner And Chief Compliance Officercontrol
    since 07/2021 · owns less than 5%
  • B•••• J•••• · Managing Partnercontrol
    since 07/2021 · owns less than 5%
  • B•••• B•••••••• W• · Managing Partnercontrol
    since 02/2013 · owns 50% to 75% of B••• B••• L••
  • B•••• J•••• · Managing Partnercontrol
    since 02/2013 · owns 50% to 75% of B••• B••• L••
Entity owners
  • B••• B••• L•• · Member
    direct · owns 75% or more
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Portsmouth, Nh · principal000
Offices
Schedule D 1.F, the 25 largest
  • Dedham, MA2 employees
What changed
consecutive filings, newest first
  • Accounts · 552 to 602
    Feb 8, 2023 to Mar 29, 2023
  • Advisory employees · 2 to 4
    Feb 8, 2023 to Mar 29, 2023
  • Charity clients · 3 to 1
    Feb 8, 2023 to Mar 29, 2023
  • Corporate clients · 3 to 1
    Feb 8, 2023 to Mar 29, 2023
  • HNW clients · 41 to 26
    Feb 8, 2023 to Mar 29, 2023
  • Individual clients · 140 to 152
    Feb 8, 2023 to Mar 29, 2023
  • Insurance-licensed employees · 0 to 3
    Feb 8, 2023 to Mar 29, 2023
  • State-registered IARs · 2 to 4
    Feb 8, 2023 to Mar 29, 2023
  • Discretionary RAUM · $124M to $100.0M
    Feb 8, 2023 to Mar 29, 2023
  • HNW RAUM · $73.7M to $52.5M
    Feb 8, 2023 to Mar 29, 2023
  • Individual RAUM · $54.4M to $50.8M
    Feb 8, 2023 to Mar 29, 2023
  • Non-discretionary RAUM · $6.9M to $4.1M
    Feb 8, 2023 to Mar 29, 2023
  • RAUM · $131M to $104M
    Feb 8, 2023 to Mar 29, 2023
  • Accounts · 539 to 552
    Nov 3, 2021 to Mar 31, 2022
  • Corporate clients · 1 to 3
    Nov 3, 2021 to Mar 31, 2022
  • HNW clients · 44 to 41
    Nov 3, 2021 to Mar 31, 2022
  • Individual clients · 128 to 140
    Nov 3, 2021 to Mar 31, 2022
  • Pension plan clients · 1 to 0
    Nov 3, 2021 to Mar 31, 2022
  • Assets in custody · 0.0 to unset
    Nov 3, 2021 to Mar 31, 2022
  • Employees · 2 to 4
    Nov 3, 2021 to Mar 31, 2022
  • Discretionary RAUM · $110M to $124M
    Nov 3, 2021 to Mar 31, 2022
  • HNW RAUM · $73.7M to $73.7M
    Nov 3, 2021 to Mar 31, 2022
  • Individual RAUM · $40.7M to $54.4M
    Nov 3, 2021 to Mar 31, 2022
  • Non-discretionary RAUM · $8.2M to $6.9M
    Nov 3, 2021 to Mar 31, 2022
  • Pension RAUM · $1.2M to $0
    Nov 3, 2021 to Mar 31, 2022
  • RAUM · $118M to $131M
    Nov 3, 2021 to Mar 31, 2022
  • Custody of client assets · true to false
    Feb 17, 2021 to Nov 3, 2021
  • Other offices · 0 to 1
    Feb 17, 2021 to Nov 3, 2021
  • Related adviser · false to true
    Feb 17, 2021 to Nov 3, 2021
  • Accounts · 527 to 539
    Jan 15, 2021 to Feb 17, 2021
  • Advisory employees · 3 to 2
    Jan 15, 2021 to Feb 17, 2021
  • HNW clients · 35 to 44
    Jan 15, 2021 to Feb 17, 2021
  • Individual clients · 134 to 128
    Jan 15, 2021 to Feb 17, 2021
  • Assets in custody · $40,396 to $0
    Jan 15, 2021 to Feb 17, 2021
  • Employees · 3 to 2
    Jan 15, 2021 to Feb 17, 2021
  • State-registered IARs · 3 to 2
    Jan 15, 2021 to Feb 17, 2021
  • Discretionary RAUM · $87.3M to $110M
    Jan 15, 2021 to Feb 17, 2021
  • HNW RAUM · $49.7M to $73.7M
    Jan 15, 2021 to Feb 17, 2021
  • Individual RAUM · $41.2M to $40.7M
    Jan 15, 2021 to Feb 17, 2021
  • Non-discretionary RAUM · $7.2M to $8.2M
    Jan 15, 2021 to Feb 17, 2021
Signals
8 dated events
  • Benjamin W Beck no longer registered at C•••••• R••• P•••••• I••••••••• M•••••••••; no later IA registration on IAPD
    Dec 18, 2023 · Advisor departure · fact
  • K•••• A••• O••••••••• no longer registered at C•••••• R••• P•••••• I••••••••• M•••••••••; no later IA registration on IAPD
    Dec 18, 2023 · Advisor departure · fact
  • K•••• A••• O••••••••• left C•••••• R••• P•••••• I••••••••• M••••••••• for B••• B••• L•• (registered 2022-12-14)
    Dec 31, 2022 · Advisor changed firm · fact
  • W Benjamin Beck (Managing Partner And Chief Compliance Officer) appeared on Schedule A of C•••••• R••• P•••••• I••••••••• M•••••••••
    Nov 3, 2021 · Control person joined · fact
  • James Bode (Managing Partner) appeared on Schedule A of C•••••• R••• P•••••• I••••••••• M•••••••••
    Nov 3, 2021 · Control person joined · fact
  • Michael James Odonoghue (Managing Member) no longer on Schedule A of C•••••• R••• P•••••• I••••••••• M••••••••• (listed 2021-02-17, absent 2021-11-03)
    Nov 3, 2021 · Control person left · inference
  • Anne Karen O'Donoghue (Chief Compliance Officer/Member) no longer on Schedule A of C•••••• R••• P•••••• I••••••••• M••••••••• (listed 2021-02-17, absent 2021-11-03)
    Nov 3, 2021 · Control person left · inference
  • C•••••• R••• P•••••• I••••••••• M••••••••• filed its initial SEC registration (Form ADV)
    Feb 4, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026