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CRD 158386
RENO, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J•••••• D•••• P••••• | n/a | RENO, NV | Reno, NV | 7 | 38 | 3 | no |
| M••• A•••••• Z•••• | n/a | Show Low, AZ | RENO, NV | Sunbury, OH | Longmeadow, MA | 5 | 19 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| E• A••••••••• F•••• L•• | Private Equity Fund | $0 | Mar 27, 2026 | 0 | Mar 30, 2016 | reported | 021-239444 |
| E•••••• A•••• S•• | Private Equity Fund | $0 | Mar 27, 2026 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| P•••••• J••••••• D•••• | Cco | E | yes | 01/2011 | Jan 19, 2018 | May 8, 2024 |
| P•••••• L•••• D•••••• | President | Na | yes | 01/2021 | Mar 21, 2022 | May 8, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SHOW LOW | Az | United States | 2 | no |
| Longmeadow | Ma | United States | 2 | no |
| Springfield | Ma | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $155M | $147M | 5.1% | $162M | -1.6% | 8 | 10 | 6 | 6 |
| no |
| L••• D•••••• P••••• | n/a | RENO, NV | Reno, NV | 5 | 38 | 4 | no |
| T•••••• H•••• | n/a | MAMARONECK, NY | RENO, NV | Springfield, MA | 2 | 18 | 1 | no |
| C•••••• L••••••• C••••••• | n/a | Marsing, ID | RENO, NV | 1 | 28 | 2 | no |
| 0 |
| Mar 21, 2022 |
| reported |
| n/a |
| E•••••• A•••• S•• I• | Private Equity Fund | $0 | Mar 27, 2026 | 0 | Mar 31, 2023 | reported | n/a |
| MEMBER/PASSIVE INVESTOR |
| B |
| no |
| 01/2019 |
| Nov 25, 2019 |
| May 8, 2024 |
| $155M |
| $145M |
| 8 |
| 5 |
| 6 |
| 3 |
| n/a |
| 2024 | Mar 26, 2025 | $147M | $135M | 10 | 5 | 6 | 3 | n/a |
| 2023 | Mar 27, 2024 | $144M | $126M | 10 | 5 | 2 | 3 | $4.4M |
| 2022 | Mar 31, 2023 | $162M | $162M | 11 | 5 | 2 | 3 | $11.2M |
| 2021 | Mar 21, 2022 | $134M | $134M | 10 | 6 | 1 | 2 | $14.3M |
| 2020 | Mar 31, 2021 | $185M | $185M | 8 | 4 | 2 | 1 | $10.9M |
| 2019 | Mar 27, 2020 | $194M | $194M | 10 | 5 | 2 | 1 | $7.1M |
| 2018 | Apr 1, 2019 | $232M | $232M | 11 | 5 | 4 | 1 | $6.4M |