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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

ROBERT MERRILL SEAMAN

Advisor at LPL FINANCIAL LLC

KEENE, NH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Aug 30, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 29, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 29, 2007
First registration: Aug 30, 2007
Dual registered: yes, broker-dealer
Other names: ROBERT SEAMAN|ROBERT M SEAMAN|BOB SEAMAN|BOB M SEAMAN
IAPD individual key: 5088914

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 18, 2026	n/a	yes	KEENE, NH	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 5, 2019	Aug 22, 2026	no	Keene, NH\|Fort Myers,, FL\|Keene, NH	Previous registration
CAPITAL ANALYSTS	Bd affiliated wealth	Mar 24, 2016	Mar 1, 2019	no	Tampa, FL	Previous registration
LINCOLN INVESTMENT	Independent wealth	Mar 14, 2016	Mar 1, 2019	no	Fort Washington, PA\|Tampa, FL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 13, 2014	Jan 5, 2016	no	TAMPA, FL\|LUTZ, FL	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Oct 12, 2011	Aug 29, 2014	no	TAMPA, FL	Previous registration
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Sep 10, 2009	Oct 3, 2011	no	TAMPA, FL	Previous registration
EDWARD JONES	National bd RIA	Aug 30, 2007	Dec 3, 2008	no	ST LOUIS, MO\|TAMPA, FL\|Tampa, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	LPL FINANCIAL LLC	Aug 22, 2026	Aug 18, 2026	-4	Bulk transfer	Ibd to ibd
CAPITAL ANALYSTS	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Mar 1, 2019	Mar 5, 2019	4	Firm change	Ibd to ibd
LINCOLN INVESTMENT	CAPITAL ANALYSTS	Mar 1, 2019	Mar 24, 2016	-1,072	Firm change after gap	Other
J.P. MORGAN SECURITIES LLC	LINCOLN INVESTMENT	Jan 5, 2016	Mar 14, 2016	69	Firm change	Other
USAA FINANCIAL PLANNING SERVICES	J.P. MORGAN SECURITIES LLC	Aug 29, 2014	Oct 13, 2014	45	Firm change	Other
INDEPENDENT FINANCIAL PARTNERS	USAA FINANCIAL PLANNING SERVICES	Oct 3, 2011	Oct 12, 2011	9	Firm change	Other
EDWARD JONES	INDEPENDENT FINANCIAL PARTNERS	Dec 3, 2008	Sep 10, 2009	281	Firm change	Other

Relationships

Registered with (8)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 18, 2026 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 5, 2019 to Aug 22, 2026factForm ADV
→ CAPITAL ANALYSTSRegistered adviserregistration: previous registration
Mar 24, 2016 to Mar 1, 2019factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Mar 14, 2016 to Mar 1, 2019factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 13, 2014 to Jan 5, 2016factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Oct 12, 2011 to Aug 29, 2014factForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Sep 10, 2009 to Oct 3, 2011factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 30, 2007 to Dec 3, 2008factForm ADV

Dated events

No dated event names this entity yet.